T•••••• P••••••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Dallas, TX

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Search this name across graphsid dfx:ria:a252753b-6f41-acd3-882e-8535e10d7e34

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 13, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 27, 2025	n/a	yes	Dallas, TX\|CHICAGO, IL	Current employment
C••• L••	Bd affiliated wealth	May 23, 2023	Oct 20, 2025	no	OMAHA, NE\|Dallas, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	H•••••••• A•••••••• L••	Oct 20, 2025	Oct 27, 2025	7	Firm change	Ibd to ibd
E••••• J••••	C••• L••	Apr 25, 2023	May 23, 2023

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 27, 2025 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
May 23, 2023 to Oct 20, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 13, 2023 to Apr 25, 2023factForm ADV

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
T•••••• P•••••• left C••• L•• for H•••••••• A•••••••• L•• (registered 2025-10-27)
Form ADVobserved 7 days ago
Occurred
Apr 25, 2023
Advisor changed firm
T•••••• P•••••• left E••••• J•••• for C••• L•• (registered 2023-05-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a252753b-6f41-acd3-882e-8535e10d7e34
First observed: Feb 13, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.