This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

15 EQUITY

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2004earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S65

First exam

Mar 5, 2007

First registration

Mar 19, 2007

Dual registered

no

Other names

CHRISTOPHER JOHN MENDOZA

IAPD individual key

5213966

• Occurred

  Nov 30, 2023
  Advisor changed firm

  Christopher J Mendoza left Graham Investment Management, Inc. for Hummingbird (registered 2015-05-28)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a25d6328-efaf-75a9-7e89-cfc8ac988ebc

First observed

Mar 19, 2007

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.