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L••••••• E•••••• F••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

L••••••• E•••••• F••••• W•••••

Advisor at I••••••• A••••••• S•••••••• L••

MIAMI, FL | New York, NY

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Search this name across graphsid dfx:ria:a261cbea-5d51-be09-90a7-38c3d50c78a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 5
On other graphs: 0
Observed: Mar 19, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A••••••• S•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A••••••• S•••••••• L••	Mixed wealth	Sep 10, 2026	n/a	yes	New York, NY\|MIAMI, FL	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Sep 7, 2021	Sep 11, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	I••••••• A••••••• S•••••••• L••	Sep 11, 2026	Sep 10, 2026	-1	Firm change	Ibd to RIA
M••••• S••••••	O••••••••• • C•• I•••	Sep 22, 2021

Relationships

Registered with (3)

→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Sep 7, 2021 to Sep 11, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 19, 2018 to Sep 22, 2021factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 11, 2026
Advisor changed firm
L••••••• E•••••• F••••• W••••• left O••••••••• • C•• I••• for I••••••• A••••••• S•••••••• L•• (registered 2026-09-10)
Form ADVobserved 7 days ago

Show 4 bookkeeping events

Occurred
Sep 14, 2026
L••••••• E•••••• F••••• W••••• added a FL registration at I••••••• A••••••• S•••••••• L••
Occurred
Sep 11, 2026
L••••••• E•••••• F••••• W••••• added a DE registration at I••••••• A••••••• S•••••••• L••
Occurred
Sep 11, 2026
L••••••• E•••••• F••••• W••••• added a NJ registration at I••••••• A••••••• S•••••••• L••
Occurred
Sep 10, 2026
L••••••• E•••••• F••••• W••••• added a NY registration at I••••••• A••••••• S•••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a261cbea-5d51-be09-90a7-38c3d50c78a8
First observed: Mar 19, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.