This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

Oct 9, 2009

First registration

Oct 16, 2009

Dual registered

yes, broker-dealer

IAPD individual key

5705658

• Occurred

  Oct 23, 2025
  Advisor changed firm

  John Thomas Evans left Commonwealth Financial Network for Osaic Wealth, Inc. (registered 2025-10-27)

  Form ADVobserved 4 days ago
• Occurred

  Apr 28, 2023
  Advisor changed firm

  John Thomas Evans left Edward Jones for Commonwealth Financial Network (registered 2023-04-28)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a271c95a-b643-8f72-2ef6-0e0c5717f7bf

First observed

Oct 16, 2009

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.