DFX Intelligence

E•• R••• E••••• I•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E•• R••• E••••• I•••••••• L••

CRD 290205

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a27d3bf1-f232-8240-6b3b-d0cc511a3925

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 22
On other graphs: 4
Observed: Jun 29, 2020 to Jun 18, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E•• R••• E••••• I•••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Venture Capitalidentity

E•• R••• E••••• I•••••••• L••

Venture manager · key crd, key sfn adviser, shared crd

Private Creditidentity

E•• R••• E••••• I•••••••• L••

Private credit manager · key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.8B••• Locked
Discretionary RAUM: $1.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 26

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•• R••• E••••• P••••••• I••• L•••	R••• E••••• Fund	$168M	Jun 18, 2026	27	Mar 31, 2021	reported	021-376469
E•• R••••••••• F••• I• S••••••• L••	R••• E••••• Fund	$109M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• R••••• M••••••	CHIEF OPERATING OFFICER	Na	yes	11/2020	Mar 31, 2021	May 2, 2024
E•• I•••••••• L••	Member	E	yes	04/2017	Jun 29, 2020	May 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•• I•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
E•• R••• E••••• G• I• L••	n/a	n/a	n/a	N	yes	n/a
E•• R••• E••••• G• I•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.9B	-4.4%	$1.4B	8.3%	26	25	1	1

Relationships

Advises (38)

→ E•• R••• E••••• P••••••• I••••• L•••Private fundR••• E••••• Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ R• R•••••• C•••••••• B• L•Private fundR••• E••••• Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ H•••• Z•• C•••••••• L•Private fundR••• E••••• Fund, IA
Mar 26, 2024 to presentfactForm ADV
→ R• R•••••• C•••••••• L•

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 18, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 18, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$22.9M
Occurred
Jun 18, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$109M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a27d3bf1-f232-8240-6b3b-d0cc511a3925
First observed: Jun 29, 2020
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.