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Advisor at OSAIC WEALTH, INC.
Colorado Springs, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 23, 2024 | n/a | yes | Colorado Springs, CO | Current employment |
| TRIAD ADVISORS, LLC | Former SEC adviser | Apr 12, 2019 | Aug 23, 2024 | no | COLORADO SPRINGS, CO|Colorado Springs, CO | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Oct 25, 2016 | Apr 1, 2019 | no | ANN ARBOR, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRIAD ADVISORS, LLC | OSAIC WEALTH, INC. | Aug 23, 2024 | Aug 23, 2024 | 0 | Bulk transfer | Ibd to ibd |
| J.J.B. HILLIARD, W.L. LYONS, LLC | TRIAD ADVISORS, LLC | Apr 1, 2019 | Apr 12, 2019 | 11 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 453:25803:MI:2019-04-01 | Apr 1, 2019 | Apr 12, 2019 | ANN ARBOR, MI | Firm change |