DFX Intelligence

S••••• J••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

S••••• J••••• C••••••••

Advisor at C•••••••• F•••••••• M•••••••••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:a2823b50-8749-715c-b097-774ad0d4fe0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• F•••••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• F•••••••• M•••••••••	State registered	Sep 25, 2024	n/a	yes	PHOENIX, AZ	Current employment
A•• W••••• A•••••••• L••	Independent wealth	Feb 27, 2019	Oct 11, 2024	no	Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• W••••• A•••••••• L••	C•••••••• F•••••••• M•••••••••	Oct 11, 2024	Sep 25, 2024	-16	Firm change	RIA to state RIA
L•• F•••••••• L••	A•• W••••• A•••••••• L••	Jan 23, 2019	Feb 27, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
131308:6413:UT:2015-02-20	Feb 20, 2015	Feb 20, 2015	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (4)

→ C•••••••• F•••••••• M•••••••••Registered adviserregistration: current employment
Sep 25, 2024 to presentfactForm ADV
→ A•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2019 to Oct 11, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 20, 2015 to Jan 23, 2019factForm ADV
→ Z•••• C•••••• A•••••••• I•••

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2823b50-8749-715c-b097-774ad0d4fe0d
First observed: Dec 7, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.