DFX Intelligence

G••• R• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant29 years in industry

G••• R• D••••

Advisor at F•••••••• • T•• A••••••••• L••

LAS VEGAS, NV | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:a29facc1-4c5e-a156-41f8-07b30a5457fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• • T•• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• • T•• A••••••••• L••	Independent wealth	Feb 27, 2024	n/a	yes	LAS VEGAS, NV\|ST. LOUIS, MO	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jul 17, 2006	Oct 20, 2023	no	LAS VEGAS, NV\|Las Vegas, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	F•••••••• • T•• A••••••••• L••	Oct 20, 2023	Feb 27, 2024	130	Firm change	Other

Relationships

Registered with (2)

→ F•••••••• • T•• A••••••••• L••Registered adviserregistration: current employment
Feb 27, 2024 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 17, 2006 to Oct 20, 2023factForm ADV

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a29facc1-4c5e-a156-41f8-07b30a5457fd
First observed: Jul 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.