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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

AURORA MANAGEMENT PARTNERS LLC

CRD 158845

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:a2ab94e8-bed3-29c7-c294-51bfa86e8835

Data as of Oct 4, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 2
On other graphs: 2
Observed: Feb 14, 2012 to Oct 4, 2021
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Aurora Management Partners LLC

Private equity manager · cited, shared crd

Allocatorsidentity

Aurora Management Partners LLC

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.2BItem 5.F on the latest filing (2021-10-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 23
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 16
Private funds: 16Schedule D 7.B(1)
Private fund GAV: $4.2Bgross asset value as reported per fund; never fund size
Custody, client assets: $4.2B
SEC number: 801-73915
CRD: 158845
Filings on the tape: 17
First filed: Feb 14, 2012
Latest filed: Oct 4, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AURORA RESURGENCE FUND (C) L.P.	Private Equity Fund	$333M	Apr 22, 2013	2	Feb 14, 2012	dropped	021-132091
AURORA EQUITY PARTNERS II L.P.	Private Equity Fund	$279M	Apr 22, 2013	46	Feb 14, 2012	dropped	n/a
AURORA RESURGENCE FUND L.P.	Private Equity Fund	$117M	Apr 22, 2013	8	Feb 14, 2012	dropped	021-132031
AURORA RESURGENCE FUND II L.P.	Private Equity Fund	$76.4M	Mar 30, 2020	33	Mar 31, 2014	dropped	021-204893
AURORA RESURGENCE FUND (NB) L.P.	Private Equity Fund	$70.8M	Apr 22, 2013	4	Feb 14, 2012	dropped	021-132077
AURORA EQUITY PARTNERS III L.P.	Private Equity Fund	$49.7M	Feb 6, 2020	53	Feb 14, 2012	dropped	021-70689
ARF II MARITIME EQUITY CO-INVESTORS LLC	Private Equity Fund	$15.1M	Jun 6, 2019	6	Mar 31, 2015	dropped	n/a
MITCHELL EQUITY PARTNERS L.P.	Private Equity Fund	$6.5M	Apr 22, 2013	30	Feb 14, 2012	dropped	n/a
AURORA OVERSEAS EQUITY PARTNERS II, L.P.	Private Equity Fund	$3.4M	Apr 22, 2013	2	Feb 14, 2012	dropped	n/a
AURORA RESURGENCE ASSOCIATES L.P.	Private Equity Fund	$2.6M	Apr 22, 2013	17	Feb 14, 2012	dropped	n/a
WOUNDCO EQUITY PARTNERS L.P.	Private Equity Fund	$1.5M	Feb 6, 2020	28	Feb 14, 2012	dropped	n/a
ARF II MARITIME EQUITY PARTNERS LP	Private Equity Fund	$898,169	Jun 6, 2019	10	Mar 31, 2015	dropped	n/a
UPG EQUITY PARTNERS L.P.	Other Private Fund	$821,250	Feb 14, 2012	18	Feb 14, 2012	dropped	n/a
AURORA ASSOCIATES II L.P.	Private Equity Fund	$656,831	Apr 22, 2013	10	Feb 14, 2012	dropped	n/a
AURORA OVERSEAS EQUITY PARTNERS III, L.P.	Private Equity Fund	$587,686	Feb 6, 2020	2	Feb 14, 2012	dropped	021-70690
AURORA ASSOCIATES III L.P.	Private Equity Fund	$346,781	Feb 6, 2020	15	Feb 14, 2012	dropped	021-77377
ICSH EQUITY PARTNERS L.P.	Private Equity Fund	$118,651	Feb 6, 2020	34	Feb 14, 2012	dropped	n/a
AURORA RTI CO-INVEST LLC	Private Equity Fund	$85,671	Mar 30, 2020	5	Mar 30, 2016	dropped	n/a
RTI EQUITY PARTNERS L.P.	Private Equity Fund	$48,579	Mar 30, 2020	32	Mar 30, 2016	dropped	n/a
ADCO GLOBAL L.P.	Private Equity Fund	$43,212	Mar 30, 2016	27	Feb 14, 2012	dropped	n/a
DB EQUITY PARTNERS L.P.	Private Equity Fund	$20,846	Mar 30, 2020	37	Apr 1, 2013	dropped	n/a
POREX EQUITY PARTNERS L.P.	Private Equity Fund	$20,301	Nov 14, 2014	50	Feb 14, 2012	dropped	n/a
NUCO2 EQUITY PARTNERS L.P.	Private Equity Fund	$16,370	Nov 14, 2014	27	Feb 14, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KLINEFELTER, JOSHUA, ROSS	Partner	Na	yes	01/2010	Feb 14, 2012	Oct 4, 2021
MAPES, JOHN, THOMAS	PARTNER AND MANAGING MEMBER	C	yes	01/2001	Feb 14, 2012	Oct 4, 2021
PARSKY, GERALD, LAWRENCE	CHAIRMAN AND MANAGING MEMBER	C	yes	03/1998	Feb 14, 2012	Oct 4, 2021
ROSENBAUM, MARK, DANIEL	Partner	Na	yes	01/2007	Feb 14, 2012	Oct 4, 2021
WEST, ROBERT, KENNEDY	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2011	Feb 14, 2012	Oct 4, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AURORA ADVISORS IV LLC	n/a	n/a	n/a	N	yes	n/a
AURORA CAPITAL PARTNERS IV LLC	n/a	n/a	n/a	N	yes	n/a
AURORA CAPITAL PARTNERS V L.P.	n/a	n/a	n/a	N	yes	n/a
AURORA CAPITAL PARTNERS VI L.P.	n/a	n/a	n/a	N	yes	n/a
AURORA FUND V UGP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$3.9B	$3.9B	28	23	0	16	$3.9B
2019	Mar 30, 2020	$3.5B	$3.5B	30	24	0	19	$3.5B
2018	Mar 29, 2019	$2.0B	$2.0B	27	21	0	22	$2.0B
2017	Mar 31, 2018	$2.5B	$2.5B	30	23	0	22	$2.5B
2016	Mar 31, 2017	$2.8B	$2.8B	30	22	n/a	21	$2.8B
2015	Mar 30, 2016	$2.3B	$2.3B	33	26	n/a	21	$2.3B
2014	Mar 31, 2015	$1.6B	$1.6B	32	25	n/a	16	$1.6B
2013	Mar 31, 2014	$1.4B	$1.4B	31	22	n/a	16	$1.4B
2012	Apr 1, 2013	$2.0B	$2.0B	29	19	n/a	21	$2.0B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$4.2B	$3.5B	21.3%	$2.5B	18.9%	28	30	0	0

Relationships

Controls (5)

← ROSENBAUM, MARK, DANIELOwnerPARTNER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← PARSKY, GERALD, LAWRENCEOwnerCHAIRMAN AND MANAGING MEMBER, ownership code C, individual
Feb 14, 2012 to presentfactForm ADV
← KLINEFELTER, JOSHUA, ROSSOwnerPARTNER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← WEST, ROBERT, KENNEDYOwnerCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← MAPES, JOHN, THOMASOwnerPARTNER AND MANAGING MEMBER, ownership code C, individual
Feb 14, 2012 to presentfactForm ADV

Advises (23)

→ RTI EQUITY PARTNERS L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2016 to Mar 30, 2020factForm ADV
→ AURORA RTI CO-INVEST LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2016 to Mar 30, 2020factForm ADV
→ DB EQUITY PARTNERS L.P.Private fundPrivate Equity Fund, IA, no longer reported
Apr 1, 2013 to Mar 30, 2020factForm ADV
→ AURORA RESURGENCE FUND II L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2014 to Mar 30, 2020factForm ADV
→ AURORA EQUITY PARTNERS III L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Feb 6, 2020factForm ADV
→ ICSH EQUITY PARTNERS L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Feb 6, 2020factForm ADV
→ AURORA ASSOCIATES III L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Feb 6, 2020factForm ADV
→ AURORA OVERSEAS EQUITY PARTNERS III, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Feb 6, 2020factForm ADV
→ WOUNDCO EQUITY PARTNERS L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Feb 6, 2020factForm ADV
→ ARF II MARITIME EQUITY PARTNERS LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2015 to Jun 6, 2019factForm ADV
→ ARF II MARITIME EQUITY CO-INVESTORS LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2015 to Jun 6, 2019factForm ADV
→ ADCO GLOBAL L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Mar 30, 2016factForm ADV
→ POREX EQUITY PARTNERS L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Nov 14, 2014factForm ADV
→ NUCO2 EQUITY PARTNERS L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Nov 14, 2014factForm ADV
→ AURORA RESURGENCE FUND (C) L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Apr 22, 2013factForm ADV
→ AURORA RESURGENCE FUND (NB) L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Apr 22, 2013factForm ADV
→ AURORA RESURGENCE FUND L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Apr 22, 2013factForm ADV
→ MITCHELL EQUITY PARTNERS L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Apr 22, 2013factForm ADV
→ AURORA EQUITY PARTNERS II L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Apr 22, 2013factForm ADV
→ AURORA RESURGENCE ASSOCIATES L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Apr 22, 2013factForm ADV
→ AURORA OVERSEAS EQUITY PARTNERS II, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Apr 22, 2013factForm ADV
→ AURORA ASSOCIATES II L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Apr 22, 2013factForm ADV
→ UPG EQUITY PARTNERS L.P.Private fundOther Private Fund, IA, no longer reported
Feb 14, 2012 to Feb 14, 2012factForm ADV

Dated events

Occurred
Mar 31, 2021
Control person left
J Michael Marino (Partner) no longer on Schedule A of Aurora Management Partners Llc (listed 2020-03-30, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Aurora Management Partners Llc reported RAUM $3.5B, up 71% from $2.0B (2020-02-06 to 2020-03-30)
Form ADVobserved 4 days ago
$1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2ab94e8-bed3-29c7-c294-51bfa86e8835
First observed: Feb 14, 2012
Last observed: Oct 4, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AURORA MANAGEMENT PARTNERS LLC

CRD 158845

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2ab94e8-bed3-29c7-c294-51bfa86e8835

Data as of Oct 4, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AURORA RESURGENCE FUND (C) L.P.

Private Equity Fund

$333M

Apr 22, 2013

Feb 14, 2012

dropped

021-132091

AURORA EQUITY PARTNERS II L.P.

Private Equity Fund

$279M

Apr 22, 2013

Feb 14, 2012

dropped

n/a

AURORA RESURGENCE FUND L.P.

Private Equity Fund

$117M

Apr 22, 2013

Feb 14, 2012

dropped

021-132031

AURORA RESURGENCE FUND II L.P.

Private Equity Fund

$76.4M

Mar 30, 2020

Mar 31, 2014

dropped

021-204893

AURORA RESURGENCE FUND (NB) L.P.

Private Equity Fund

$70.8M

Apr 22, 2013

Feb 14, 2012

dropped

021-132077

AURORA EQUITY PARTNERS III L.P.

Private Equity Fund

$49.7M

Feb 6, 2020

Feb 14, 2012

dropped

021-70689

ARF II MARITIME EQUITY CO-INVESTORS LLC

Private Equity Fund

$15.1M

Jun 6, 2019

Mar 31, 2015

dropped

n/a

MITCHELL EQUITY PARTNERS L.P.

Private Equity Fund

$6.5M

Apr 22, 2013

Feb 14, 2012

dropped

n/a

AURORA OVERSEAS EQUITY PARTNERS II, L.P.

Private Equity Fund

$3.4M

Apr 22, 2013

Feb 14, 2012

dropped

n/a

AURORA RESURGENCE ASSOCIATES L.P.

Private Equity Fund

$2.6M

Apr 22, 2013

Feb 14, 2012

dropped

n/a

WOUNDCO EQUITY PARTNERS L.P.

Private Equity Fund

$1.5M

Feb 6, 2020

Feb 14, 2012

dropped

n/a

ARF II MARITIME EQUITY PARTNERS LP

Private Equity Fund

$898,169

Jun 6, 2019

Mar 31, 2015

dropped

n/a

UPG EQUITY PARTNERS L.P.

Other Private Fund

$821,250

Feb 14, 2012

dropped

n/a

AURORA ASSOCIATES II L.P.

Private Equity Fund

$656,831

Apr 22, 2013

Feb 14, 2012

dropped

n/a

AURORA OVERSEAS EQUITY PARTNERS III, L.P.

Private Equity Fund

$587,686

Feb 6, 2020

Feb 14, 2012

dropped

021-70690

AURORA ASSOCIATES III L.P.

Private Equity Fund

$346,781

Feb 6, 2020

Feb 14, 2012

dropped

021-77377

ICSH EQUITY PARTNERS L.P.

Private Equity Fund

$118,651

Feb 6, 2020

Feb 14, 2012

dropped

n/a

AURORA RTI CO-INVEST LLC

Private Equity Fund

$85,671

Mar 30, 2020

Mar 30, 2016

dropped

n/a

RTI EQUITY PARTNERS L.P.

Private Equity Fund

$48,579

Mar 30, 2020

Mar 30, 2016

dropped

n/a

ADCO GLOBAL L.P.

Private Equity Fund

$43,212

Mar 30, 2016

Feb 14, 2012

dropped

n/a

DB EQUITY PARTNERS L.P.

Private Equity Fund

$20,846

Mar 30, 2020

Apr 1, 2013

dropped

n/a

POREX EQUITY PARTNERS L.P.

Private Equity Fund

$20,301

Nov 14, 2014

Feb 14, 2012

dropped

n/a

NUCO2 EQUITY PARTNERS L.P.

Private Equity Fund

$16,370

Nov 14, 2014

Feb 14, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KLINEFELTER, JOSHUA, ROSS

Partner

yes

01/2010

Feb 14, 2012

Oct 4, 2021

MAPES, JOHN, THOMAS

PARTNER AND MANAGING MEMBER

yes

01/2001

Feb 14, 2012

Oct 4, 2021

PARSKY, GERALD, LAWRENCE

CHAIRMAN AND MANAGING MEMBER

yes

03/1998

Feb 14, 2012

Oct 4, 2021

ROSENBAUM, MARK, DANIEL

Partner

yes

01/2007

Feb 14, 2012

Oct 4, 2021

WEST, ROBERT, KENNEDY

CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

yes

06/2011

Feb 14, 2012

Oct 4, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AURORA ADVISORS IV LLC

n/a

yes

n/a

AURORA CAPITAL PARTNERS IV LLC

n/a

yes

n/a

AURORA CAPITAL PARTNERS V L.P.

n/a

yes

n/a

AURORA CAPITAL PARTNERS VI L.P.

n/a

yes

n/a

AURORA FUND V UGP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$3.9B

2019

Mar 30, 2020

$3.5B

2018

Mar 29, 2019

$2.0B

2017

Mar 31, 2018

$2.5B

2016

Mar 31, 2017

$2.8B

n/a

$2.8B

2015

Mar 30, 2016

$2.3B

n/a

$2.3B

2014

Mar 31, 2015

$1.6B

n/a

$1.6B

2013

Mar 31, 2014

$1.4B

n/a

$1.4B

2012

Apr 1, 2013

$2.0B

n/a

$2.0B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$4.2B

$3.5B

21.3%

$2.5B

18.9%