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Advisor at CETERA INVESTMENT ADVISERS LLC
YORBA LINDA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | n/a | yes | YORBA LINDA, CA | Current employment |
| IFMG SECURITIES, INC. | n/a | Aug 3, 2007 | Feb 15, 2008 | no | ANAHEIM, CA|IRVINE, CA|ANAHEIM, CA | Previous registration |
| DFC INVESTOR SERVICES | n/a | Jul 3, 2007 | Aug 10, 2007 | no | ANAHEIM, CA|CHINO HILLS, CA|FULLERTON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IFMG SECURITIES, INC. | CETERA INVESTMENT ADVISERS LLC | Feb 15, 2008 | Jan 21, 2014 | 2,167 | Firm change after gap | Other |
| DFC INVESTOR SERVICES | IFMG SECURITIES, INC. | Aug 10, 2007 | Aug 3, 2007 | -7 | Firm change | Other |