This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FORVIS MAZARS WEALTH ADVISORS, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

Nov 20, 2017

First registration

Nov 20, 2017

Dual registered

no

Other names

NICHOLAS - HAI H HATHUC|NICK HATHUC|Nicholas Hathuc

IAPD individual key

6654524

• Occurred

  Sep 22, 2025
  Advisor changed firm

  Nicholas-Hai Hoang Hathuc left Charles Schwab & Co., Inc. for Forvis Mazars Wealth Advisors, Llc (registered 2025-09-12)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a2bcba64-9980-ba39-4a2c-0c8c013373e1

First observed

Nov 20, 2017

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.