This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2017-10-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

6

Advisory employees

6

Offices

2Schedule D 1.F, beyond the principal office

Accounts

0

SEC number

801-110999

CRD

284420

Filings on the tape

4

First filed

Jul 13, 2017

Latest filed

Oct 27, 2017

Organised

Limited Liability Company, Minnesota

• Occurred

  Jul 13, 2017
  First Form ADV filing

  Cw Wealth Strategies filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a2bf329a-c389-4ca4-da97-8382e6a059f7

First observed

Jul 13, 2017

Last observed

Oct 27, 2017 108 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.