DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MATTHEW OSBORNE GARRIGAN

Advisor at WELLS FARGO ADVISORS

LAKE FOREST, IL | DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2bf70f9-ad1f-e180-de6c-9eed02e4bd96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 27, 2007
First registration: Jan 1, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 3065959

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Feb 26, 2021	n/a	yes	DEERFIELD, IL\|LAKE FOREST, IL	Current employment
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Aug 31, 2011	Mar 17, 2021	no	CHICAGO, IL\|WINNETKA, IL\|CHICAGO, IL	Previous registration
OSBORNE INVESTMENTS, LLC	n/a	Oct 27, 2009	Dec 31, 2011	no	LAKE FOREST, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 2008	Oct 6, 2009	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBERT W. BAIRD & CO. INCORPORATED	WELLS FARGO ADVISORS	Mar 17, 2021	Feb 26, 2021	-19	Firm change	RIA to wirehouse
OSBORNE INVESTMENTS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Dec 31, 2011	Aug 31, 2011	-122	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	OSBORNE INVESTMENTS, LLC	Oct 6, 2009	Oct 27, 2009	21	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Feb 26, 2021 to presentfactForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Aug 31, 2011 to Mar 17, 2021factForm ADV
→ OSBORNE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 27, 2009 to Dec 31, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 2008 to Oct 6, 2009factForm ADV

Dated events

No dated event names this entity yet.