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CRD 158632
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H••••• K•••••••• •••• | Director | Na | yes | 06/2024 | Jul 2, 2024 | Jul 2, 2024 |
| I•••••••• T•••••• •••• | Director | Na | yes | 06/2024 | Jul 2, 2024 | Jul 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T•••• M••••• A•••• M••••••••• ••••••• L••• | n/a | n/a | n/a | N | yes | n/a |
| T•••• M••••• A•••• M••••••••• C••• L••• | n/a | n/a | n/a | Y | no | n/a |
| T•••• M••••• A•••• M••••••••• I••••••••• P••• L••• |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $1.7B | -30.6% | $1.4B | -4.4% | 16 | 14 | 0 | 0 |
| DIRECTOR, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER |
| Na |
| yes |
| 01/2022 |
| Jan 4, 2022 |
| Jul 2, 2024 |
| T•••••• S•••••• | VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | Na | yes | 01/2015 | Mar 14, 2014 | Jul 2, 2024 |
| T•••• M••••• A•••• M••••••••• C••• L••• | Shareholder | E | yes | 06/2000 | Feb 10, 2012 | Jul 2, 2024 |
| T•••• M••••• H•••••••• I••• | Shareholder | E | yes | 04/2002 | Feb 10, 2012 | Jul 2, 2024 |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| T•••• M••••• M••••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| Apr 13, 2026 |
| $1.2B |
| $1.2B |
| 16 |
| 14 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 7, 2025 | $1.7B | $791M | 14 | 12 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $1.8B | $1.1B | 14 | 11 | 0 | n/a | n/a |
| 2022 | Feb 22, 2023 | $1.4B | $623M | 13 | 11 | 0 | n/a | n/a |
| 2021 | Feb 22, 2022 | $1.7B | $708M | 10 | 8 | 0 | n/a | n/a |
| 2020 | Mar 8, 2021 | $1.8B | $734M | 11 | 9 | 0 | n/a | n/a |
| 2019 | Mar 10, 2020 | $1.7B | $1.7B | 12 | 9 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $1.3B | $1.3B | 10 | 6 | 0 | n/a | n/a |
| 2017 | Feb 15, 2018 | $1.2B | $1.2B | 7 | 3 | 0 | n/a | n/a |
| 2016 | Jan 30, 2017 | $1.1B | $1.1B | 7 | 3 | n/a | n/a | n/a |
| 2015 | Feb 4, 2016 | $894M | $894M | 7 | 3 | n/a | n/a | n/a |
| 2014 | Mar 9, 2015 | $953M | $953M | 7 | 3 | n/a | n/a | n/a |
| 2013 | Mar 14, 2014 | $893M | $893M | 7 | 3 | n/a | n/a | n/a |
| 2012 | Mar 13, 2013 | $221M | $221M | 9 | 6 | n/a | n/a | n/a |