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C•••• L••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

C•••• L••• B••••••••

Advisor at A•••• R•••

NEW YORK, NY | Bedford, MA

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Search this name across graphsid dfx:ria:a2d26ade-f97e-b0c0-3269-ba150c52857e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• R•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• R•••	Independent wealth	Jun 17, 2024	n/a	yes	Bedford, MA\|NEW YORK, NY	Current employment
C••••••• A•••••••• I•••	FORMER_SEC_A••••••	May 18, 2023	Jun 6, 2023	no	SAN FRANCISCO, CA\|Medford, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••••••• I•••	A•••• R•••	Jun 6, 2023	Jun 17, 2024	377	Firm change	RIA to RIA
F••••••• I••••••••• W••••• A•••••• L••	C••••••• A•••••••• I•••	Apr 26, 2023	May 18, 2023

Relationships

Registered with (3)

→ A•••• R•••Registered adviserregistration: current employment
Jun 17, 2024 to presentfactForm ADV
→ C••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 18, 2023 to Jun 6, 2023factForm ADV
→ F••••••• I••••••••• W••••• A•••••• L••Registered adviserregistration: previous registration
Sep 16, 2020 to Apr 26, 2023factForm ADV

Dated events

Occurred
Jun 6, 2023
Advisor changed firm
C•••• L••• B•••••••• left C••••••• A•••••••• I••• for A•••• R••• (registered 2024-06-17)
Form ADVobserved 7 days ago
Occurred
Apr 26, 2023
Advisor changed firm
C•••• L••• B•••••••• left F••••••• I••••••••• W••••• A•••••• L•• for C••••••• A•••••••• I••• (registered 2023-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2d26ade-f97e-b0c0-3269-ba150c52857e
First observed: Sep 16, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.