DFX Intelligence

S••••• E••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

S••••• E••••• P•••••

Advisor at I•••••• I••••••••• M••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:a2d4b677-3135-1602-f9e4-8f2447cd6b5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• I••••••••• M••••••••• L••	Independent wealth	Aug 10, 2026	n/a	yes	NEW YORK, NY	Current employment
I•••••• I••••••••• M••••••••• L••	Independent wealth	Mar 26, 2024	Aug 10, 2026	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• I••••••••• M••••••••• L••	I•••••• I••••••••• M••••••••• L••	Aug 10, 2026	Aug 10, 2026	0	Channel change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
2288:343369:NY:2026-08-10	Aug 10, 2026	Aug 10, 2026	NEW YORK, NY	Channel change

Relationships

Registered with (2)

→ I•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ I•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 26, 2024 to Aug 10, 2026factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2d4b677-3135-1602-f9e4-8f2447cd6b5c
First observed: Mar 26, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.