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Reading the graph
Advisor at MORGAN STANLEY
Chicago, IL | Fort Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 25, 2025 | n/a | yes | Fort Lauderdale, FL|Chicago, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 3, 2023 | Sep 16, 2025 | no | FT. LAUDERDALE, FL|CHICAGO, IL | Previous registration |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Aug 24, 2020 | Aug 25, 2022 | no | Scottsdale, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Sep 16, 2025 | Aug 25, 2025 | -22 | Firm change | Wirehouse to wirehouse |
| VANGUARD ADVISERS, INC. | UBS FINANCIAL SERVICES INC. | Aug 25, 2022 | Jan 3, 2023 | 131 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:IL:2025-09-02 | Sep 16, 2025 | Aug 25, 2025 | CHICAGO, IL | Firm change |