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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS

STEIGERWALD, GORDON & KOCH INC., CRD 111685

LEESBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2dd956f-be3e-4cd4-24f3-62cc80d6c9b7

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 3
On other graphs: 0
Observed: Mar 12, 2012 to Jul 8, 2026
52 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-07-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $147Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 730
Individual clients: 305
High net worth clients: 388
Custody, client assets: $2.9M
SEC number: 801-55694
CIK: 1731876
CRD: 111685
Filings on the tape: 52
First filed: Mar 12, 2012
Latest filed: Jul 8, 2026
Organised: Corporation, VA
Website: sgkwealthadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN STEPHEN STEIGERWALD	n/a	LEESBURG, VA	30	31	n/a	no
JEFFREY ANDREW GORDON	Chartered Financial Analyst	LEESBURG, VA	23	29	n/a	no
DARREN ANTHONY KOCH	n/a	LEESBURG, VA	21	32	1	no
HARRY PETE KARAGEORGE	n/a	LEESBURG, VA	9	23	2	no
Madolynn Helen Morken	Certified Financial Planner	Ashburn, VA \| LEESBURG, VA	4	10	1	no
ERIC FREEMAN RANDOLPH	Certified Financial Planner	LEESBURG, VA \| FORT WASHINGTON, MD	4	29	3	no
JENNIFER ADONELIA MASCARENAS	Certified Financial Planner	LEESBURG, VA	2	26	2	no
Benjamin David Scrivener	Certified Financial Planner	LEESBURG, VA \| Catlett, VA	0	12	2	no
Tyler John Steigerwald	n/a	LEESBURG, VA	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GORDON, JEFFREY, ANDREW	President	B	yes	10/2005	Jul 8, 2026	Jul 8, 2026
KOCH, DARREN, ANTHONY	VICE PRESIDENT	B	yes	10/2009	Jul 8, 2026	Jul 8, 2026
STEIGERWALD, JOHN, STEPHEN	CHIEF EXECUTIVE OFFICER	D	yes	06/1996	Jul 8, 2026	Jul 8, 2026
Wiggins, Jennifer, Lauren	CHIEF COMPLIANCE OFFICER	Na	yes	06/2025	Jul 8, 2026	Jul 8, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 3, 2026	$1.3B	$1.3B	16	10	3	n/a	n/a
2024	Mar 20, 2025	$1.2B	$1.2B	17	9	3	n/a	n/a
2023	Mar 24, 2024	$1.1B	$1.1B	14	7	3	n/a	n/a
2022	Mar 22, 2023	$916M	$916M	14	7	3	n/a	n/a
2021	Mar 18, 2022	$969M	$969M	13	5	0	n/a	n/a
2020	Mar 15, 2021	$790M	$790M	10	5	0	n/a	n/a
2019	Mar 11, 2020	$724M	$724M	11	4	0	n/a	n/a
2018	Mar 20, 2019	$584M	$584M	7	3	0	n/a	n/a
2017	Mar 7, 2018	$609M	$609M	7	3	0	n/a	n/a
2016	Mar 8, 2017	$511M	$511M	7	4	n/a	n/a	n/a
2015	Mar 11, 2016	$390M	$390M	6	3	n/a	n/a	n/a
2014	Mar 19, 2015	$363M	$363M	7	3	n/a	n/a	n/a
2013	Mar 24, 2014	$330M	$330M	6	3	n/a	n/a	n/a
2012	Mar 14, 2013	$280M	$280M	5	3	n/a	n/a	n/a
2011	Mar 12, 2012	$227M	$227M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	11.1%	0	1	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.2B	8.9%	$916M	13.0%	15	17	2	3

Relationships

Registered with (11)

← Tyler John SteigerwaldAdvisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← Benjamin David ScrivenerAdvisorregistration: current employment
Nov 4, 2025 to presentfactForm ADV
← JENNIFER ADONELIA MASCARENASAdvisorregistration: current employment
Jun 6, 2024 to presentfactForm ADV
← ERIC FREEMAN RANDOLPHAdvisorregistration: current employment
Jul 10, 2022 to presentfactForm ADV
← Madolynn Helen MorkenAdvisorregistration: current employment
Jan 7, 2022 to presentfactForm ADV
← HARRY PETE KARAGEORGEAdvisorregistration: current employment
Jan 9, 2017 to presentfactForm ADV
← DARREN ANTHONY KOCHAdvisorregistration: current employment
Feb 11, 2005 to presentfactForm ADV
← JEFFREY ANDREW GORDONAdvisorregistration: current employment
Feb 5, 2003 to presentfactForm ADV
← JOHN STEPHEN STEIGERWALDAdvisorregistration: current employment
Aug 28, 1996 to presentfactForm ADV
← John Ward SeraphinAdvisorregistration: previous registration
Mar 1, 2022 to Jul 6, 2026factForm ADV
← MATTHEW DAVID SHRIVERAdvisorregistration: previous registration
Jun 28, 2000 to Oct 31, 2002factForm ADV

Controls (4)

← KOCH, DARREN, ANTHONYOwnerVICE PRESIDENT, ownership code B, individual
Mar 12, 2012 to Dec 6, 2024factForm ADV
← STEIGERWALD, JOHN, STEPHENOwnerCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 12, 2012 to Dec 6, 2024factForm ADV
← GORDON, JEFFREY, ANDREWOwnerPRESIDENT, ownership code B, individual
Mar 12, 2012 to Dec 6, 2024factForm ADV
← Wiggins, Jennifer, LaurenOwnerCORPORATE SECRETARY/TREASURER, ownership code NA, individual
Jun 9, 2022 to Dec 6, 2024factForm ADV

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
John Ward Seraphin left Steigerwald, Gordon & Koch - Wealth Advisors for Phin Wealth (registered 2026-08-11)
Form ADVobserved 3 days ago
Occurred
Jun 9, 2022
Control person left
Gill Karen Showalter (Secretary/Treasurer) no longer on Schedule A of Steigerwald, Gordon & Koch - Wealth Advisors (listed 2022-03-21, absent 2022-06-09)
Form ADVobserved 3 days ago
Occurred
Jun 9, 2022
Control person joined
Lauren Jennifer Wiggins (Corporate Secretary/Treasurer) appeared on Schedule A of Steigerwald, Gordon & Koch - Wealth Advisors
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2dd956f-be3e-4cd4-24f3-62cc80d6c9b7
First observed: Mar 12, 2012
Last observed: Jul 8, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS

STEIGERWALD, GORDON & KOCH INC., CRD 111685

LEESBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2dd956f-be3e-4cd4-24f3-62cc80d6c9b7

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN STEPHEN STEIGERWALD

n/a

LEESBURG, VA

n/a

JEFFREY ANDREW GORDON

Chartered Financial Analyst

LEESBURG, VA

n/a

DARREN ANTHONY KOCH

n/a

LEESBURG, VA

HARRY PETE KARAGEORGE

n/a

LEESBURG, VA

Madolynn Helen Morken

Certified Financial Planner

Ashburn, VA | LEESBURG, VA

ERIC FREEMAN RANDOLPH

Certified Financial Planner

LEESBURG, VA | FORT WASHINGTON, MD

JENNIFER ADONELIA MASCARENAS

Certified Financial Planner

LEESBURG, VA

Benjamin David Scrivener

Certified Financial Planner

LEESBURG, VA | Catlett, VA

Tyler John Steigerwald

n/a

LEESBURG, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GORDON, JEFFREY, ANDREW

President

yes

10/2005

Jul 8, 2026

KOCH, DARREN, ANTHONY

VICE PRESIDENT

yes

10/2009

Jul 8, 2026

STEIGERWALD, JOHN, STEPHEN

CHIEF EXECUTIVE OFFICER

yes

06/1996

Jul 8, 2026

Wiggins, Jennifer, Lauren

CHIEF COMPLIANCE OFFICER

yes

06/2025

Jul 8, 2026

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 3, 2026

$1.3B

n/a

2024

Mar 20, 2025

$1.2B

n/a

2023

Mar 24, 2024

$1.1B

n/a

2022

Mar 22, 2023

$916M

n/a

2021

Mar 18, 2022

$969M

n/a

2020

Mar 15, 2021

$790M

n/a

2019

Mar 11, 2020

$724M

n/a

2018

Mar 20, 2019

$584M

n/a

2017

Mar 7, 2018

$609M

n/a

2016

Mar 8, 2017

$511M

n/a

2015

Mar 11, 2016

$390M

n/a

2014

Mar 19, 2015

$363M

n/a

2013

Mar 24, 2014

$330M

n/a

2012

Mar 14, 2013

$280M

n/a

2011

Mar 12, 2012

$227M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

11.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.2B

8.9%

$916M

13.0%