DFX Intelligence

N••• A• R••• C•• I••••••••• A••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

N••• A• R••• C•• I••••••••• A••••••

RUE, N•••, CRD 331048

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Search this name across graphsid dfx:ria:a2df1805-d9ab-f22a-6637-e24c4398a432

Data as of Jun 10, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 28, 2024 to Jun 10, 2024
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.3M••• Locked
Discretionary RAUM: $0
Private client RAUM: $8.3Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $8.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N••• A•••• R••	Chartered Financial Analyst	PORTLAND, OR	1	35	2	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••• N•••• A••••	FOUNDER, SOLE OWNER	E	yes	01/2024	May 28, 2024	Jun 10, 2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Relationships

Registered with (1)

← N••• A•••• R••Advisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV

Controls (1)

← R••• N•••• A••••OwnerFOUNDER, SOLE OWNER, ownership code E, individual
May 28, 2024 to presentfactForm ADV

Dated events

Occurred
May 28, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2df1805-d9ab-f22a-6637-e24c4398a432
First observed: May 28, 2024
Last observed: Jun 10, 2024 27 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.