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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FIRST COMMONWEALTH FINANCIAL ADVISORS, INC.

CRD 111505

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2e2288f-ed7c-898e-a965-93dc98ad33ca

Data as of Mar 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Mar 26, 2014
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $216MItem 5.F on the latest filing (2014-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $500,000
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 131
SEC number: 801-60097
CRD: 111505
Filings on the tape: 5
First filed: Dec 23, 2011
Latest filed: Mar 26, 2014
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
APPLEGATE, RICHARD, READ	PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR	Na	yes	06/1996	Dec 23, 2011	Mar 26, 2014
DIBATTISTA, VICTOR, MICHAEL	Cco	Na	yes	07/2012	Mar 15, 2013	Mar 26, 2014
FIRST COMMONWEALTH FINANCIAL CORPORATION	Owner	E	yes	02/2002	Dec 23, 2011	Mar 26, 2014
LOPUSHANSKY, MARK, EDWARD	Director	Na	yes	01/2013	Mar 15, 2013	Mar 26, 2014
PARZYCH, CHERYL, A	Director	Na	yes	04/2011	Dec 23, 2011	Mar 26, 2014
ROUT, ROBERT, E	Treasurer	Na	yes	04/2011	Dec 23, 2011	Mar 26, 2014
TOMB, MATTHEW, C	Secretary	Na	yes	04/2011	Dec 23, 2011	Mar 26, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIRST COMMONWEALTH BANK	n/a	n/a	n/a	N	yes	Pa
FIRST COMMONWEALTH INSURANCE AGENCY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittsburgh	Pa	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 26, 2014	$216M	$500,000	4	3	n/a	n/a	n/a
2012	Mar 15, 2013	$216M	$500,000	6	5	n/a	n/a	n/a
2011	Mar 30, 2012	$178M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$216M	$216M	0.0%	n/a	n/a	4	6	n/a	n/a

Relationships

Controls (7)

← DIBATTISTA, VICTOR, MICHAELOwnerCCO, ownership code NA, individual
Mar 15, 2013 to presentfactForm ADV
← TOMB, MATTHEW, COwnerSECRETARY, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← PARZYCH, CHERYL, AOwnerDIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← ROUT, ROBERT, EOwnerTREASURER, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← LOPUSHANSKY, MARK, EDWARDOwnerDIRECTOR, ownership code NA, individual
Mar 15, 2013 to presentfactForm ADV
← APPLEGATE, RICHARD, READOwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR, ownership code NA, individual
Dec 23, 2011 to presentfactForm ADV
← FIRST COMMONWEALTH FINANCIAL CORPORATIONOwnerOWNER, ownership code E, domestic entity
Dec 23, 2011 to presentfactForm ADV

Registered with (5)

← NANCY ISRAEL KUNZAdvisorregistration: previous registration
Jul 6, 2012 to Nov 12, 2014factForm ADV
← RICHARD READ APPLEGATEAdvisorregistration: previous registration
Jan 31, 1997 to Nov 12, 2014factForm ADV
← MICHAEL JOHN DREVENIAKAdvisorregistration: previous registration
Sep 24, 2012 to Oct 7, 2013factForm ADV
← GARY ALAN STORIEAdvisorregistration: previous registration
Mar 17, 2008 to Dec 2, 2010factForm ADV
← JASON ALAN HITCHMANAdvisorregistration: previous registration
Jan 6, 2005 to Nov 26, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2e2288f-ed7c-898e-a965-93dc98ad33ca
First observed: Dec 23, 2011
Last observed: Mar 26, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST COMMONWEALTH FINANCIAL ADVISORS, INC.

CRD 111505

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2e2288f-ed7c-898e-a965-93dc98ad33ca

Data as of Mar 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

APPLEGATE, RICHARD, READ

PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR

yes

06/1996

Dec 23, 2011

Mar 26, 2014

DIBATTISTA, VICTOR, MICHAEL

Cco

yes

07/2012

Mar 15, 2013

Mar 26, 2014

FIRST COMMONWEALTH FINANCIAL CORPORATION

Owner

yes

02/2002

Dec 23, 2011

Mar 26, 2014

LOPUSHANSKY, MARK, EDWARD

Director

yes

01/2013

Mar 15, 2013

Mar 26, 2014

PARZYCH, CHERYL, A

Director

yes

04/2011

Dec 23, 2011

Mar 26, 2014

ROUT, ROBERT, E

Treasurer

yes

04/2011

Dec 23, 2011

Mar 26, 2014

TOMB, MATTHEW, C

Secretary

yes

04/2011

Dec 23, 2011

Mar 26, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIRST COMMONWEALTH BANK

n/a

yes

FIRST COMMONWEALTH INSURANCE AGENCY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Pittsburgh

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 26, 2014

$216M

$500,000

n/a

2012

Mar 15, 2013

$216M

$500,000

n/a

2011

Mar 30, 2012

$178M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$216M

0.0%

n/a