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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Lincoln, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 30, 2021 | n/a | yes | Lincoln, NE | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 4, 2013 | Oct 1, 2021 | no | OMAHA, NE|LINCOLN, NE|LINCOLN, NE|LINCOLN, NE|LINCOLN, NE|WEST POINT, NE|LINCOLN, NE|LINCOLN, NE | Previous registration |
| EDWARD JONES | National bd RIA | Apr 2, 2009 | Sep 4, 2013 | no | LINCOLN, NE | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Mar 30, 2009 | no | LINCOLN, NE | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 8, 2004 | Jan 1, 2008 | no | LINCOLN, NE|LINCOLN, NE|ST. LOUIS, MO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 10, 2001 | Apr 15, 2004 | no | LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Oct 1, 2021 | Sep 30, 2021 | -1 | Firm change | Wirehouse to ibd |
| EDWARD JONES | WELLS FARGO ADVISORS | Sep 4, 2013 | Sep 4, 2013 | 0 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | EDWARD JONES | Mar 30, 2009 | Apr 2, 2009 | 3 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | A. G. EDWARDS & SONS, INC. | Apr 15, 2004 | Apr 8, 2004 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:NE:2021-09-20 | Oct 1, 2021 | Sep 30, 2021 | LINCOLN, NE | Firm change |