DFX Intelligence

A••••• R•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

A••••• R•••• H•••••••••

Advisor at S•• C•••• F••••••••

ROSEVILLE, CA

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Search this name across graphsid dfx:ria:a2eead5c-517e-d4f7-3c20-70b145e28095

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• C•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• C•••• F••••••••	Independent wealth	Feb 25, 2026	n/a	yes	ROSEVILLE, CA	Current employment
S•• C•••• F••••••••	Independent wealth	Nov 9, 2017	Mar 9, 2021	no	ROSEVILLE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	S•• C•••• F••••••••	Sep 29, 2017	Nov 9, 2017	41	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:151251:CA:2017-09-29	Sep 29, 2017	Nov 9, 2017	ROSEVILLE, CA	Firm change

Relationships

Registered with (2)

→ S•• C•••• F••••••••Registered adviserregistration: previous registration
Nov 9, 2017 to Mar 9, 2021factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jan 27, 2016 to Sep 29, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2eead5c-517e-d4f7-3c20-70b145e28095
First observed: Jan 27, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.