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Advisor at LPL ENTERPRISE, LLC
REDONDO BEACH, CA | ORANGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | REDONDO BEACH, CA|ORANGE, CA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 12, 2020 | Nov 14, 2024 | no | SHERMAN OAKS, CA|ORANGE, CA | Previous registration |
| EDWARD JONES | National bd RIA | Aug 31, 2018 | Feb 7, 2020 | no | Redondo Beach, CA|ST LOUIS, MO|HERMOSA BEACH, CA|EL SEGUNDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| EDWARD JONES | PRUCO SECURITIES, LLC | Feb 7, 2020 | Jun 12, 2020 | 126 | Firm change | Ibd to ibd |