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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

MICHAEL LESTER EDMONDSON

Advisor at CAPITAL AND PLANNING, LLC

JONESBORO, GA

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Search this name across graphsid dfx:ria:a2f491f1-e64b-7310-e9cd-64841c203613

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL AND PLANNING, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 17, 1995
First registration: Dec 16, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2552747

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL AND PLANNING, LLC	Independent wealth	Jun 6, 2022	n/a	yes	JONESBORO, GA	Current employment
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	May 12, 2017	Aug 30, 2022	no	Jonesboro, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 12, 2007	May 16, 2017	no	RIVERDALE, GA\|FOREST PARK, GA\|MORROW, GA\|JONESBORO, GA\|MORROW, GA\|MORROW, GA\|ATLANTA, GA\|ATLANTA, GA\|DECATUR, GA\|HAPEVILLE, GA\|FAYETTEVILLE, GA\|EAST POINT, GA\|ATLANTA, GA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Dec 16, 2003	Aug 31, 2007	no	JONESBORO, GA\|JONESBORO, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT ADVISOR ALLIANCE, LLC	CAPITAL AND PLANNING, LLC	Aug 30, 2022	Jun 6, 2022	-85	Firm change after gap	RIA to new firm
WELLS FARGO ADVISORS	INDEPENDENT ADVISOR ALLIANCE, LLC	May 16, 2017	May 12, 2017	-4	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	WELLS FARGO ADVISORS	Aug 31, 2007	Sep 12, 2007	12	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL AND PLANNING, LLCRegistered adviserregistration: current employment
Jun 6, 2022 to presentfactForm ADV
→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: previous registration
May 12, 2017 to Aug 30, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 12, 2007 to May 16, 2017factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Dec 16, 2003 to Aug 31, 2007factForm ADV

Dated events

Occurred
Aug 30, 2022
Advisor changed firm
Michael Lester Edmondson left Independent Advisor Alliance, Llc for Capital And Planning, Llc (registered 2022-06-06)
Form ADVobserved 5 days ago