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D••••• D••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

D••••• D••••• M•••••

Advisor at E••••• J••••

BEAVER DAM, WI

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Search this name across graphsid dfx:ria:a2f4992b-d4af-425e-f82a-21fb5c8683f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 23, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	May 13, 2026	n/a	yes	BEAVER DAM, WI	Current employment
C••••••••• W••••• M••••••••• L••	Independent wealth	May 23, 2025	May 12, 2026	no	Beaver Dam, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M••••••••• L••	E••••• J••••	May 12, 2026	May 13, 2026	1	Firm change	RIA to ibd

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 23, 2025 to May 12, 2026factForm ADV

Dated events

Occurred
May 12, 2026
Advisor changed firm
D••••• D••••• M••••• left C••••••••• W••••• M••••••••• L•• for E••••• J•••• (registered 2026-05-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2f4992b-d4af-425e-f82a-21fb5c8683f8
First observed: May 23, 2025
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.