DFX Intelligence

A••• J•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

A••• J•••••• F••••••

Advisor at W•••• F•••• A•••••••

BOULDER, CO | DENVER, CO

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Search this name across graphsid dfx:ria:a2f97bdc-f4f3-783d-162d-2fd71ef7b99d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 14, 2019	n/a	yes	DENVER, CO\|BOULDER, CO	Current employment
M••••• G••••• A••••••• I•••	Independent wealth	Jul 25, 2018	Feb 1, 2019	no	Boulder, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G••••• A••••••• I•••	W•••• F•••• A•••••••	Feb 1, 2019	Aug 14, 2019	194	Firm change	RIA to wirehouse
C•••••••• I••••••••• R••••••• A•••••••• I•••	M••••• G••••• A••••••• I•••	Jul 19, 2018	Jul 25, 2018

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 14, 2019 to presentfactForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2018 to Feb 1, 2019factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2017 to Jul 19, 2018factForm ADV
→ Y••••••••• P•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2f97bdc-f4f3-783d-162d-2fd71ef7b99d
First observed: Nov 16, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.