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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ADAM KELLEY CONWAY

Advisor at LPL FINANCIAL LLC

WELLESLEY, MA

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Search this name across graphsid dfx:ria:a2fc1062-ec05-4d32-fb43-05aa5884a1cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 15, 2001
First registration: Oct 22, 2001
Dual registered: yes, broker-dealer
Other names: ADAM CONWAY
IAPD individual key: 4367425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 12, 2016	n/a	yes	WELLESLEY, MA	Current employment
NRP ADVISORS, INC.	n/a	Jun 30, 2009	Dec 1, 2010	no	TAMPA, FL\|BRYAN, OH	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	May 31, 2007	Jun 4, 2007	no	TAMPA, FL\|TAMPA, FL\|TAMPA, FL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 2, 2006	Apr 23, 2007	no	TAMPA, FL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Jul 22, 2003	Aug 22, 2006	no	VALRICO, FL	Previous registration
AMSOUTH INVESTMENT SERVICES, INC.	n/a	Jun 27, 2003	Jul 23, 2003	no	VALRICO, FL\|VALRICO, FL\|RIVERVIEW, FL\|VALRICO, FL\|BRANDON, FL\|VALRICO, FL\|BRANDON, FL\|LITHIA, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 22, 2001	Jun 24, 2003	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NRP ADVISORS, INC.	LPL FINANCIAL LLC	Dec 1, 2010	Apr 12, 2016	1,959	Firm change after gap	Other
VOYA FINANCIAL PARTNERS, LLC	NRP ADVISORS, INC.	Jun 4, 2007	Jun 30, 2009	757	Firm change after gap	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	VOYA FINANCIAL PARTNERS, LLC	Apr 23, 2007	May 31, 2007	38	Firm change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Aug 22, 2006	Jan 2, 2006	-232	Firm change after gap	Other
AMSOUTH INVESTMENT SERVICES, INC.	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	Jul 23, 2003	Jul 22, 2003	-1	Bulk transfer	Other
PRUDENTIAL EQUITY GROUP, LLC	AMSOUTH INVESTMENT SERVICES, INC.	Jun 24, 2003	Jun 27, 2003	3	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 12, 2016 to presentfactForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Jun 30, 2009 to Dec 1, 2010factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
May 31, 2007 to Jun 4, 2007factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 2, 2006 to Apr 23, 2007factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jul 22, 2003 to Aug 22, 2006factForm ADV
→ AMSOUTH INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 27, 2003 to Jul 23, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 22, 2001 to Jun 24, 2003factForm ADV

Dated events

No dated event names this entity yet.