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P••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••• C••••••• L••

CRD 134484

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:a3026d1f-079d-115b-7121-7dc4838955be

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 5
On other graphs: 3
Observed: Mar 30, 2012 to Apr 30, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P••••••• C••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

P••••••• C••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

P••••••• C••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $532MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $532M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 32

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• G••••• M••••• F••• S•• L•• F•• A•• O• B••••• O• P•••••••• A• • G••••• S•••••••	Hedge Fund	$2.0B	Aug 28, 2017	261	Mar 30, 2012	dropped	021-95748
P••••••• M• M••••• F•••• L•	Hedge Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• J•••• H•••••	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	E	yes	05/2000	Mar 30, 2012	Jun 28, 2024
K••• J••••• S• W••	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2017	Mar 31, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••• P••••••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a
N••••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
P••••••• H•••••••• L••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$532M	$346M	53.9%	$299M	21.2%	14	10	0	0

Relationships

Advises (32)

→ N••••• P••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Mar 9, 2020 to presentfactForm ADV
→ P••••••• D•••••• N••••••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ S•••• R••• A••••• F••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ N••••• P••••••• O••••••••• L••• • S••••• 5•

Dated events

Occurred
Apr 30, 2026
Regulatory AUM changed
P••••••• C••••••• L•• reported RAUM $532.4M, up 54% from $346.0M (2025-06-27 to 2026-04-30)
Form ADVobserved 6 days ago
$186M
Occurred
Mar 31, 2021
Regulatory AUM changed
P••••••• C••••••• L•• reported RAUM $309.1M, up 79% from $172.3M (2020-03-30 to 2021-03-31)
Form ADVobserved 6 days ago
$137M
Occurred
Feb 19, 2020
Regulatory AUM changed
P••••••• C••••••• L•• reported RAUM $172.3M, down 39% from $283.4M (2019-09-16 to 2020-02-19)
Form ADVobserved 6 days ago
$-111M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3026d1f-079d-115b-7121-7dc4838955be
First observed: Mar 30, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 30, 2026	$532M	$532M	14	5	0	14	n/a
2024	Apr 29, 2025	$346M	$346M	10	5	0	11	n/a
2023	Mar 29, 2024	$277M	$277M	12	5	0	7	$277M
2022	Mar 30, 2023	$299M	$299M	14	4	0	7	$299M
2021	Mar 30, 2022	$352M	$352M	15	4	0	6	$344M
2020	Mar 31, 2021	$309M	$309M	11	4	0	9	$309M
2019	Feb 19, 2020	$172M	$172M	15	5	0	4	$172M
2018	Mar 29, 2019	$283M	$283M	19	6	0	5	$226M
2017	Mar 30, 2018	$535M	$535M	26	10	0	5	$425M
2016	Mar 31, 2017	$4.3B	$4.3B	59	21	n/a	8	$3.8B
2015	Mar 30, 2016	$6.7B	$6.7B	71	28	n/a	11	$6.0B
2014	Mar 31, 2015	$7.1B	$7.1B	70	31	n/a	13	$6.5B
2013	Mar 31, 2014	$4.5B	$4.5B	70	30	n/a	13	$4.2B
2012	Mar 25, 2013	$5.4B	$5.3B	74	34	n/a	15	$4.3B
2011	Mar 30, 2012	$5.5B	$5.2B	n/a	n/a	n/a	12	$5.0B