DFX Intelligence

E••• S••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

E••• S••••• J•••••

Advisor at F••••• R••••••••• S•••••••

SAN JOSE, CA

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Search this name across graphsid dfx:ria:a3029d3e-24e0-c215-4739-08539785fac7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• R••••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 25derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• R••••••••• S•••••••	State registered	Apr 10, 2001	n/a	yes	SAN JOSE, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 7, 2012	Feb 21, 2018	no	SAN JOSE, CA\|SAN DIEGO, CA\|SAN JOSE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Feb 21, 2018	n/a	n/a	Departure no registered destination	Departure
R•••••• J•••• F•••••••• S•••••••• I•••	L•• F•••••••• L••	Jun 12, 2007	Feb 7, 2012	1,701

Relationships

Registered with (3)

→ F••••• R••••••••• S•••••••Registered adviserregistration: current employment
Apr 10, 2001 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2012 to Feb 21, 2018factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2006 to Jun 12, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3029d3e-24e0-c215-4739-08539785fac7
First observed: Jun 15, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.