DFX Intelligence

A•••• A••••••••• • R••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

A•••• A••••••••• • R••••••• L••

CRD 307248

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Search this name across graphsid dfx:ria:a303c163-9718-bea2-0f6b-5918b88a3719

Data as of Nov 12, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2025 to Nov 12, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
CRD: 307248

Relationships

Registered with (2)

← P•••• M••••• C••••••Advisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← A•••• S•••••• D•••••• M•••••Advisorregistration: previous registration
Feb 14, 2020 to Dec 11, 2025factForm ADV

Dated events

Occurred
Dec 11, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a303c163-9718-bea2-0f6b-5918b88a3719
First observed: Nov 12, 2025
Last observed: Nov 12, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.