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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

BLUEROCK FUND ADVISOR, LLC

CRD 165015

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a306d99d-32fe-6408-d09d-a1dcd0e2c17c

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 6
On other graphs: 0
Observed: Aug 13, 2012 to Mar 28, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $3.5BItem 5.F on the latest filing (2026-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-77049
CIK: 158044
CRD: 165015
Filings on the tape: 35
First filed: Aug 13, 2012
Latest filed: Mar 28, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLUEROCK ASSET MANAGEMENT, LLC	Member	E	yes	04/2018	Jun 6, 2018	Dec 10, 2024
BLUEROCK HOLDINGS MANAGER, INC.	Manager	Na	yes	02/2021	Mar 31, 2021	Dec 10, 2024
BLUEROCK REAL ESTATE HOLDINGS, LLC	Member	F	yes	04/2018	Aug 13, 2012	Dec 10, 2024
EMALA, JASON	CHIEF LEGAL OFFICER	Na	yes	05/2018	Jun 6, 2018	Dec 10, 2024
INTERVAL MANAGEMENT OWNER, LLC	Member	E	yes	10/2020	Mar 31, 2021	Dec 10, 2024
INTERVAL MANAGEMENT, LLC	Member	D	yes	12/2019	Mar 24, 2020	Dec 10, 2024
KAMFAR, ROBERT, RAMIN	Shareholder	E	yes	12/2020	Aug 13, 2012	Dec 10, 2024
KAMFAR, ROBERT, RAMIN	Member	E	yes	07/2012	Aug 13, 2012	Dec 10, 2024
KAMFAR, ROBERT, RAMIN	Chairman	Na	yes	07/2012	Aug 13, 2012	Dec 10, 2024
RUDDY, JORDAN, BEN	CO-PORTFOLIO MANAGER AND PRESIDENT	Na	yes	10/2013	Oct 31, 2013	Dec 10, 2024
SEGREGATED ACCOUNT 30313 OF CROWN GLOBAL LIFE INSURANCE LTD.	Member	E	yes	10/2020	Mar 31, 2021	Dec 10, 2024
LOTTERMAN, ADAM, JASON	CO-PORTFOLIO MANAGER	Na	no	11/2013	Aug 13, 2012	Dec 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BLUEROCK CREDIT FUND ADVISOR, LLC	n/a	Asset manager	$189M	N	yes	n/a
BLUEROCK CAPITAL MARKETS LLC	n/a	n/a	n/a	N	yes	n/a
BLUEROCK REAL ESTATE, LLC	n/a	n/a	n/a	N	yes	n/a
BLUEROCK VALUE EXCHANGE, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$3.5B	$3.5B	11	11	0	n/a	n/a
2024	Mar 28, 2025	$4.3B	$4.3B	14	14	0	n/a	n/a
2023	Mar 26, 2024	$5.4B	$5.4B	8	8	0	n/a	n/a
2022	Mar 31, 2023	$6.9B	$6.9B	8	8	0	n/a	n/a
2021	Mar 30, 2022	$3.8B	$3.8B	8	8	0	n/a	n/a
2020	Mar 31, 2021	$2.4B	$2.4B	8	8	0	n/a	n/a
2019	Mar 24, 2020	$2.3B	$2.3B	9	9	0	n/a	n/a
2018	Mar 28, 2019	$1.6B	$1.6B	7	7	0	n/a	n/a
2017	Mar 28, 2018	$866M	$866M	6	6	0	n/a	n/a
2016	Mar 30, 2017	$605M	$605M	0	0	n/a	n/a	n/a
2015	Feb 1, 2016	$3.0M	$3.0M	0	0	n/a	n/a	n/a
2014	Jan 30, 2015	$125M	$125M	0	0	n/a	n/a	n/a
2013	Mar 4, 2014	n/a	n/a	0	0	n/a	n/a	n/a
2012	Jan 30, 2013	n/a	n/a	0	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.5B	$4.3B	-19.2%	$6.9B	-20.7%	11	14	0	0

Relationships

Affiliated with (2)

→ BLUEROCK CREDIT FUND ADVISOR, LLCRegistered adviserother investment adviser, common control
factForm ADV
← BLUEROCK CREDIT FUND ADVISOR, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← KAMFAR, ROBERT, RAMINOwnerSHAREHOLDER, ownership code E, individual
Aug 13, 2012 to Dec 10, 2024factForm ADV
← RUDDY, JORDAN, BENOwnerCO-PORTFOLIO MANAGER AND PRESIDENT, ownership code NA, individual
Oct 31, 2013 to Dec 10, 2024factForm ADV
← EMALA, JASONOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Jun 6, 2018 to Dec 10, 2024factForm ADV
← BLUEROCK ASSET MANAGEMENT, LLCOwnerMEMBER, ownership code E, domestic entity
Jun 6, 2018 to Dec 10, 2024factForm ADV
← BLUEROCK HOLDINGS MANAGER, INC.OwnerMANAGER, ownership code NA, domestic entity
Mar 31, 2021 to Dec 10, 2024factForm ADV
← BLUEROCK REAL ESTATE HOLDINGS, LLCOwnerMEMBER, ownership code F, domestic entity
Aug 13, 2012 to Dec 10, 2024factForm ADV
← INTERVAL MANAGEMENT OWNER, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2021 to Dec 10, 2024factForm ADV
← INTERVAL MANAGEMENT, LLCOwnerMEMBER, ownership code D, domestic entity
Mar 24, 2020 to Dec 10, 2024factForm ADV
← SEGREGATED ACCOUNT 30313 OF CROWN GLOBAL LIFE INSURANCE LTD.OwnerMEMBER, ownership code E, foreign entity
Mar 31, 2021 to Dec 10, 2024factForm ADV

Owns (1)

← LOTTERMAN, ADAM, JASONOwnerCO-PORTFOLIO MANAGER, ownership code NA, individual
Aug 13, 2012 to Dec 10, 2024factForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Bluerock Fund Advisor, Llc reported RAUM $6.9B, up 81% from $3.8B (2022-03-30 to 2023-03-31)
Form ADVobserved 5 days ago
$3.1B
Occurred
Mar 30, 2022
Regulatory AUM changed
Bluerock Fund Advisor, Llc reported RAUM $3.8B, up 62% from $2.4B (2021-03-31 to 2022-03-30)
Form ADVobserved 5 days ago
$1.5B
Occurred
Mar 24, 2020
Control person left
Greer James Babb Iii (Chief Investment Officer) no longer on Schedule A of Bluerock Fund Advisor, Llc (listed 2019-07-30, absent 2020-03-24)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Regulatory AUM changed
Bluerock Fund Advisor, Llc reported RAUM $1.6B, up 83% from $865.5M (2018-10-18 to 2019-03-28)
Form ADVobserved 5 days ago
$722M
Occurred
Mar 28, 2018
Regulatory AUM changed
Bluerock Fund Advisor, Llc reported RAUM $865.5M, up 43% from $604.6M (2017-08-31 to 2018-03-28)
Form ADVobserved 5 days ago
$261M
Occurred
Aug 13, 2012
First Form ADV filing
Bluerock Fund Advisor, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a306d99d-32fe-6408-d09d-a1dcd0e2c17c
First observed: Aug 13, 2012
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLUEROCK FUND ADVISOR, LLC

CRD 165015

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a306d99d-32fe-6408-d09d-a1dcd0e2c17c

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLUEROCK ASSET MANAGEMENT, LLC

Member

yes

04/2018

Jun 6, 2018

Dec 10, 2024

BLUEROCK HOLDINGS MANAGER, INC.

Manager

yes

02/2021

Mar 31, 2021

Dec 10, 2024

BLUEROCK REAL ESTATE HOLDINGS, LLC

Member

yes

04/2018

Aug 13, 2012

Dec 10, 2024

EMALA, JASON

CHIEF LEGAL OFFICER

yes

05/2018

Jun 6, 2018

Dec 10, 2024

INTERVAL MANAGEMENT OWNER, LLC

Member

yes

10/2020

Mar 31, 2021

Dec 10, 2024

INTERVAL MANAGEMENT, LLC

Member

yes

12/2019

Mar 24, 2020

Dec 10, 2024

KAMFAR, ROBERT, RAMIN

Shareholder

yes

12/2020

Aug 13, 2012

Dec 10, 2024

KAMFAR, ROBERT, RAMIN

Member

yes

07/2012

Aug 13, 2012

Dec 10, 2024

KAMFAR, ROBERT, RAMIN

Chairman

yes

07/2012

Aug 13, 2012

Dec 10, 2024

RUDDY, JORDAN, BEN

CO-PORTFOLIO MANAGER AND PRESIDENT

yes

10/2013

Oct 31, 2013

Dec 10, 2024

SEGREGATED ACCOUNT 30313 OF CROWN GLOBAL LIFE INSURANCE LTD.

Member

yes

10/2020

Mar 31, 2021

Dec 10, 2024

LOTTERMAN, ADAM, JASON

CO-PORTFOLIO MANAGER

11/2013

Aug 13, 2012

Dec 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BLUEROCK CREDIT FUND ADVISOR, LLC

n/a

Asset manager

$189M

yes

n/a

BLUEROCK CAPITAL MARKETS LLC

n/a

yes

n/a

BLUEROCK REAL ESTATE, LLC

n/a

yes

n/a

BLUEROCK VALUE EXCHANGE, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$3.5B

n/a

2024

Mar 28, 2025

$4.3B

n/a

2023

Mar 26, 2024

$5.4B

n/a

2022

Mar 31, 2023

$6.9B

n/a

2021

Mar 30, 2022

$3.8B

n/a

2020

Mar 31, 2021

$2.4B

n/a

2019

Mar 24, 2020

$2.3B

n/a

2018

Mar 28, 2019

$1.6B

n/a

2017

Mar 28, 2018

$866M

n/a

2016

Mar 30, 2017

$605M

n/a

2015

Feb 1, 2016

$3.0M

n/a

2014

Jan 30, 2015

$125M

n/a

2013

Mar 4, 2014

n/a

2012

Jan 30, 2013

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.5B

$4.3B

-19.2%

$6.9B

-20.7%