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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

INNOCAP INVESTMENT ADVISERS, LLC.

CRD 324591

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a30c92ae-a61d-01e8-fa7a-2dbe20b7acf1

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: May 11, 2023 to Apr 28, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 13
Custody, client assets: $283M
SEC number: 801-128143
CRD: 324591
Filings on the tape: 8
First filed: May 11, 2023
Latest filed: Apr 28, 2026
Organised: Limited Liability Company, DE
Website: innocap.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
10313157 CANADA, INC.	30% OWNERS OF INNOCAP INVESTMENT MANAGEMENT INC.	C	yes	08/2022	May 11, 2023	Nov 27, 2024
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	100% OWNER OF CDP INVESTISSEMENTS INC.	E	yes	08/2022	May 11, 2023	Nov 27, 2024
CDP INVESTISSEMENTS INC.	33% OWNERS OF INNOCAP INVESTMENT MANAGEMENT INC.	C	yes	08/2022	May 11, 2023	Nov 27, 2024
HEDGEMARK INTERNATIONAL, LLC.	Owner	E	yes	02/2023	May 11, 2023	Nov 27, 2024
HEISS, STUART, JASON	CHIEF COMPLIANCE OFFICER	Na	yes	11/2024	Nov 27, 2024	Nov 27, 2024
IIM SMILE AQUISITION CORP.	MAJORITY OWNER OF HEDGEMARK INTERNATIONAL, LLC	E	yes	08/2022	May 11, 2023	Nov 27, 2024
INNOCAP INVESTMENT MANAGEMENT INC.	MAJORITY OWNER OF IIM SMILE ACQUISITION CORP.	E	yes	08/2022	May 11, 2023	Nov 27, 2024
KESTLER, JOSHUA, DAVID	President	Na	yes	02/2023	May 11, 2023	Nov 27, 2024
LAPKIN, ANDREW, SCOTT	CHIEF OPERATING OFFICER	Na	yes	02/2023	May 11, 2023	Nov 27, 2024
RIVARD, FRANCOIS	MAJORITY OWNER OF 10313157 CANADA INC.	D	yes	08/2022	May 11, 2023	Nov 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD	n/a	Other adviser	$141B	N	yes	n/a
INNOCAP INVESTMENT MANAGEMENT INC.	n/a	Former SEC adviser	$2.6B	Y	no	n/a
HEDGEMARK SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 28, 2026	$2.7B	$2.7B	8	4	n/a	n/a
2024	Jan 29, 2025	$1.2B	$1.2B	7	3	n/a	n/a
2023	Jan 29, 2024	$1.4B	$1.4B	6	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$1.2B	129.3%	n/a	n/a	8	7	0	0

Relationships

Affiliated with (4)

→ INNOCAP INVESTMENT MANAGEMENT INC.Registered adviserother investment adviser, control
factForm ADV
→ INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTDRegistered adviserother investment adviser, common control
factForm ADV
← INNOCAP INVESTMENT MANAGEMENT INC.Registered adviserother investment adviser, control, common control
factForm ADV

Controls (10)

← INNOCAP INVESTMENT MANAGEMENT INC.OwnerMAJORITY OWNER OF IIM SMILE ACQUISITION CORP., ownership code E, foreign entity
May 11, 2023 to Nov 27, 2024factForm ADV
← HEISS, STUART, JASONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← LAPKIN, ANDREW, SCOTTOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
May 11, 2023 to Nov 27, 2024factForm ADV
← KESTLER, JOSHUA, DAVIDOwnerPRESIDENT, ownership code NA, individual
May 11, 2023 to Nov 27, 2024factForm ADV
← RIVARD, FRANCOISOwnerMAJORITY OWNER OF 10313157 CANADA INC., ownership code D, individual
May 11, 2023 to Nov 27, 2024factForm ADV
← 10313157 CANADA, INC.Owner30% OWNERS OF INNOCAP INVESTMENT MANAGEMENT INC., ownership code C, foreign entity
May 11, 2023 to Nov 27, 2024factForm ADV
← CAISSE DE DEPOT ET PLACEMENT DU QUEBECOwner100% OWNER OF CDP INVESTISSEMENTS INC., ownership code E, foreign entity
May 11, 2023 to Nov 27, 2024factForm ADV
← CDP INVESTISSEMENTS INC.Owner33% OWNERS OF INNOCAP INVESTMENT MANAGEMENT INC., ownership code C, foreign entity
May 11, 2023 to Nov 27, 2024factForm ADV
← HEDGEMARK INTERNATIONAL, LLC.OwnerOWNER, ownership code E, domestic entity
May 11, 2023 to Nov 27, 2024factForm ADV
← IIM SMILE AQUISITION CORP.OwnerMAJORITY OWNER OF HEDGEMARK INTERNATIONAL, LLC, ownership code E, foreign entity
May 11, 2023 to Nov 27, 2024factForm ADV

Dated events

Occurred
Jan 29, 2026
Regulatory AUM changed
Innocap Investment Advisers, Llc. reported RAUM $2.7B, up 129% from $1.2B (2025-05-13 to 2026-01-29)
Form ADVobserved 5 days ago
$1.5B
Occurred
Nov 27, 2024
Control person joined
Jason Stuart Heiss (Chief Compliance Officer) appeared on Schedule A of Innocap Investment Advisers, Llc.
Form ADVobserved 5 days ago
Occurred
Nov 27, 2024
Control person left
Ann Dolores Eliot (Chief Compliance Officer) no longer on Schedule A of Innocap Investment Advisers, Llc. (listed 2024-01-29, absent 2024-11-27)
Form ADVobserved 5 days ago
Occurred
Jan 29, 2024
Regulatory AUM changed
Innocap Investment Advisers, Llc. reported RAUM $1.4B, up 61% from $872.8M (2023-10-06 to 2024-01-29)
Form ADVobserved 5 days ago
$530M
Occurred
May 11, 2023
First Form ADV filing
Innocap Investment Advisers, Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a30c92ae-a61d-01e8-fa7a-2dbe20b7acf1
First observed: May 11, 2023
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INNOCAP INVESTMENT ADVISERS, LLC.

CRD 324591

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a30c92ae-a61d-01e8-fa7a-2dbe20b7acf1

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

10313157 CANADA, INC.

30% OWNERS OF INNOCAP INVESTMENT MANAGEMENT INC.

yes

08/2022

May 11, 2023

Nov 27, 2024

CAISSE DE DEPOT ET PLACEMENT DU QUEBEC

100% OWNER OF CDP INVESTISSEMENTS INC.

yes

08/2022

May 11, 2023

Nov 27, 2024

CDP INVESTISSEMENTS INC.

33% OWNERS OF INNOCAP INVESTMENT MANAGEMENT INC.

yes

08/2022

May 11, 2023

Nov 27, 2024

HEDGEMARK INTERNATIONAL, LLC.

Owner

yes

02/2023

May 11, 2023

Nov 27, 2024

HEISS, STUART, JASON

CHIEF COMPLIANCE OFFICER

yes

11/2024

Nov 27, 2024

IIM SMILE AQUISITION CORP.

MAJORITY OWNER OF HEDGEMARK INTERNATIONAL, LLC

yes

08/2022

May 11, 2023

Nov 27, 2024

INNOCAP INVESTMENT MANAGEMENT INC.

MAJORITY OWNER OF IIM SMILE ACQUISITION CORP.

yes

08/2022

May 11, 2023

Nov 27, 2024

KESTLER, JOSHUA, DAVID

President

yes

02/2023

May 11, 2023

Nov 27, 2024

LAPKIN, ANDREW, SCOTT

CHIEF OPERATING OFFICER

yes

02/2023

May 11, 2023

Nov 27, 2024

RIVARD, FRANCOIS

MAJORITY OWNER OF 10313157 CANADA INC.

yes

08/2022

May 11, 2023

Nov 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD

n/a

Other adviser

$141B

yes

n/a

INNOCAP INVESTMENT MANAGEMENT INC.

n/a

Former SEC adviser

$2.6B

n/a

HEDGEMARK SECURITIES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$2.7B

n/a

2024

Jan 29, 2025

$1.2B

n/a

2023

Jan 29, 2024

$1.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.7B

$1.2B

129.3%

n/a