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M•••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M•••• N••••••

Advisor at G•••• I•••••••• L••

FOSTER CITY, CA | AUSTIN, TX

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Search this name across graphsid dfx:ria:a30e2630-2304-d423-761d-34a4fe90d885

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• I•••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• I•••••••• L••	Asset manager	Aug 7, 2025	n/a	yes	AUSTIN, TX\|FOSTER CITY, CA	Current employment
K••••• I••••••••• M••••••••• L•••	Asset manager	Jan 11, 2022	Sep 3, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• I••••••••• M••••••••• L•••	G•••• I•••••••• L••	Sep 3, 2024	Aug 7, 2025	338	Firm change	Other
K••••• A••••••• S•••••••• L••	K••••• I••••••••• M••••••••• L•••	Jan 11, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:317711:TX:2022-01-11	Jan 11, 2022	Jan 11, 2022	AUSTIN, TX	Firm change
134600:283330:TX:2021-10-07	Oct 19, 2021	Oct 5, 2021	IRVING, TX	Firm change

Relationships

Registered with (6)

→ G•••• I•••••••• L••Registered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ K••••• I••••••••• M••••••••• L•••Registered adviserregistration: previous registration
Jan 11, 2022 to Sep 3, 2024factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2021 to Jan 11, 2022factForm ADV
→ U••••• C•••••• F•••••••• A•••••••

Dated events

Occurred
Sep 3, 2024
Advisor changed firm
M•••• N•••••• left K••••• I••••••••• M••••••••• L••• for G•••• I•••••••• L•• (registered 2025-08-07)
Form ADVobserved 7 days ago
Occurred
Jan 11, 2022
Advisor changed firm
M•••• N•••••• left K••••• A••••••• S•••••••• L•• for K••••• I••••••••• M••••••••• L••• (registered 2022-01-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a30e2630-2304-d423-761d-34a4fe90d885
First observed: Sep 27, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.