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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINANCIAL AVENUES

FINANCIAL AVENUES LLC, CRD 153458

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a31e4fcb-afa0-a26e-226c-3af820a146d2

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2025 to Mar 31, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $148MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $148M
Private client RAUM: $146MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $36.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 409
Individual clients: 44
High net worth clients: 50
SEC number: 801-134945
CRD: 153458
Filings on the tape: 2
First filed: Nov 13, 2025
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, MO
Website: myfinancialavenues.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TRACY LEE ST. JOHN	n/a	KANSAS CITY, MO	16	27	n/a	no
Beth Loree Watts	Certified Financial Planner	Kansas City, MO \| KANSAS CITY, MO	0	10	n/a	no
Anna Grace Brewer	n/a	KANSAS CITY, MO \| Kearney, MO	0	13	n/a	no
Jonathan Alexander Moore	n/a	KANSAS CITY, MO \| Nixa, MO	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ST. JOHN, TRACY, LEE	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR	E	yes	02/2010	Mar 31, 2026	Mar 31, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$148M	$148M	4	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$148M	n/a	n/a	n/a	n/a	4	n/a	2	n/a

Relationships

Controls (1)

← ST. JOHN, TRACY, LEEOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR, ownership code E, individual
Mar 31, 2026 to presentfactForm ADV

Registered with (5)

← Jonathan Alexander MooreAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← Anna Grace BrewerAdvisorregistration: current employment
Feb 2, 2026 to presentfactForm ADV
← Beth Loree WattsAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← TRACY LEE ST. JOHNAdvisorregistration: current employment
Jul 30, 2010 to presentfactForm ADV
← Hunter Ryan Earl SmithAdvisorregistration: previous registration
Jul 27, 2024 to Nov 19, 2025factForm ADV

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
Hunter Ryan Earl Smith left Financial Avenues for Keen Wealth Advisors (registered 2025-12-16)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a31e4fcb-afa0-a26e-226c-3af820a146d2
First observed: Nov 13, 2025
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL AVENUES

FINANCIAL AVENUES LLC, CRD 153458

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a31e4fcb-afa0-a26e-226c-3af820a146d2

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TRACY LEE ST. JOHN

n/a

KANSAS CITY, MO

n/a

Beth Loree Watts

Certified Financial Planner

Kansas City, MO | KANSAS CITY, MO

n/a

Anna Grace Brewer

n/a

KANSAS CITY, MO | Kearney, MO

n/a

Jonathan Alexander Moore

n/a

KANSAS CITY, MO | Nixa, MO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ST. JOHN, TRACY, LEE

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR

yes

02/2010

Mar 31, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$148M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$148M

n/a