DFX Intelligence

A••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A••••

AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC., CRD 155158

LEAGUE CITY, TX

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Search this name across graphsid dfx:ria:a327ddb1-7d86-9431-9926-304a32842d13

Data as of Mar 4, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 28, 2012 to Mar 4, 2022
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $352M••• Locked
Discretionary RAUM: $352M
Private client RAUM: $7.1Mderived••• Locked
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 26
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• N••••••• G••••• I•••	PARENT COMPANY	E	yes	07/2020	Mar 11, 2021	Mar 4, 2022
A••••••• N••••••• I•••••••• C••••••	Shareholder	E	yes	11/2010	Mar 28, 2012	Mar 4, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• N••••••• I•••••••• C••••••	n/a	n/a	n/a	Y	yes	n/a
A•••• F•••••••• S•••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Galveston	TX	United States	3	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$352M	$297M	18.5%	$206M	19.5%	26	26	1	1

Relationships

Controls (7)

← P••••• J••••• E•••••OwnerDIRECTOR, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← L•••••• A•••• M••••OwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← D•••••• S••••••• D•••••• D•••••OwnerTREASURER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← S•••••••• S••••••• B••••OwnerVICE PRESIDENT, FINANCE, CFO, ownership code NA, individual
Jun 13, 2017 to present

Dated events

Occurred
Aug 27, 2021
Control person joined
M••• J•••• B•••••••• (Vp, Chief Compliance Officer) appeared on Schedule A of Anria
Form ADVobserved 7 days ago
Occurred
Aug 27, 2021
Control person left
Allen Dwain Akins (Director, Vice President, Chief Compliance Officer) no longer on Schedule A of Anria (listed 2021-07-30, absent 2021-08-27)
Form ADVobserved 7 days ago
Occurred
Mar 11, 2021
Control person left
Max Irwin Herz (Trustee) no longer on Schedule A of Anria (listed 2020-05-13, absent 2021-03-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a327ddb1-7d86-9431-9926-304a32842d13
First observed: Mar 28, 2012
Last observed: Mar 4, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.