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Advisor at SOUND INCOME STRATEGIES, LLC
FORT LAUDERDALE, FL | Toledo, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | Independent wealth | Nov 30, 2016 | n/a | yes | FORT LAUDERDALE, FL|Toledo, OH | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Sep 10, 2004 | Dec 8, 2016 | no | TOLEDO, OH|TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | SOUND INCOME STRATEGIES, LLC | Dec 8, 2016 | Nov 30, 2016 | -8 | Firm change | Other |