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Advisor at THE AMERIFLEX GROUP
LAS VEGAS, NV | Scottsdale, AZ | CHANDLER, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | Bd affiliated wealth | May 4, 2020 | n/a | yes | LAS VEGAS, NV|CHANDLER, AZ|Scottsdale, AZ | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Nov 5, 2018 | Jul 8, 2020 | no | SCOTTSDALE, AZ|Chandler, AZ|Scottsdale, AZ|SANTA BARBARA, CA|CHANDLER, AZ | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 25, 2009 | Nov 5, 2018 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Nov 8, 2007 | Feb 13, 2009 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | THE AMERIFLEX GROUP | Jul 8, 2020 | May 4, 2020 | -65 | Firm change after gap | Ibd to RIA |
| SECURITIES AMERICA ADVISORS, INC. | SAGEPOINT FINANCIAL, INC. | Nov 5, 2018 | Nov 5, 2018 | 0 | Firm change | Ibd to ibd |
| OSAIC FS, INC. | SECURITIES AMERICA ADVISORS, INC. | Feb 13, 2009 | Mar 25, 2009 | 40 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:305585:AZ:2020-07-08 | Jul 8, 2020 | May 4, 2020 | CHANDLER, AZ | Firm change after gap |
| 110518:133763:AZ:2018-11-05 | Nov 5, 2018 | Nov 5, 2018 | SCOTTSDALE, AZ | Firm change |