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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VANCOUVER, WA | Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 1, 2023 | n/a | yes | VANCOUVER, WA|Scottsdale, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jul 17, 2009 | no | VANCOUVER, WA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jan 19, 2006 | Jan 1, 2008 | no | VANCOUVER, WA|VANCOUVER, WA|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 17, 2009 | Dec 1, 2023 | 5,250 | Firm change after gap | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |