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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

WATERSTONE WEALTH ADVISORS, LLC

CRD 139265

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a33d6c65-802e-5f67-4dcf-94433552ca4a

Data as of Feb 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Mar 24, 2012 to Feb 16, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $165MItem 5.F on the latest filing (2026-02-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $152M
Private client RAUM: $161MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 399
Individual clients: 97
High net worth clients: 51
SEC number: 801-113302
CRD: 139265
Filings on the tape: 22
First filed: Mar 24, 2012
Latest filed: Feb 16, 2026
Organised: Limited Liability Company, NJ

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MOYNIHAN, JOHN, CHRISTOPHER	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	yes	04/2006	Mar 24, 2012	Nov 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 16, 2026	$165M	$152M	1	1	0	n/a	n/a
2024	Feb 21, 2025	$150M	$137M	1	1	0	n/a	n/a
2023	Mar 27, 2024	$136M	$126M	1	1	0	n/a	n/a
2022	Mar 25, 2023	$134M	$127M	1	1	0	n/a	n/a
2021	Mar 25, 2022	$156M	$147M	1	1	0	n/a	n/a
2020	Mar 18, 2021	$139M	$128M	1	1	0	n/a	n/a
2019	Mar 17, 2020	$132M	$120M	1	1	0	n/a	n/a
2018	Mar 29, 2019	$110M	$103M	2	2	0	n/a	n/a
2011	Mar 24, 2012	$69.8M	$59.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$165M	$150M	9.9%	$134M	7.0%	1	1	0	0

Relationships

Registered with (2)

← JOHN CHRISTOPHER MOYNIHANAdvisorregistration: previous registration
Apr 27, 2006 to Jul 7, 2026factForm ADV
← MATTHEW BERNOCCHIAdvisorregistration: previous registration
Mar 20, 2018 to Jun 26, 2019factForm ADV

Controls (1)

← MOYNIHAN, JOHN, CHRISTOPHEROwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 24, 2012 to Nov 6, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 7, 2026
Advisor changed firm
John Christopher Moynihan left Waterstone Wealth Advisors, Llc for Accretive Wealth Partners, Llc (registered 2026-04-27)
Form ADVobserved 5 days ago
Occurred
Apr 26, 2018
First Form ADV filing
Waterstone Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2026
Waterstone Wealth Advisors, Llc no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $164.9M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a33d6c65-802e-5f67-4dcf-94433552ca4a
First observed: Mar 24, 2012
Last observed: Feb 16, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WATERSTONE WEALTH ADVISORS, LLC

CRD 139265

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a33d6c65-802e-5f67-4dcf-94433552ca4a

Data as of Feb 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MOYNIHAN, JOHN, CHRISTOPHER

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

04/2006

Mar 24, 2012

Nov 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 16, 2026

$165M

$152M

n/a

2024

Feb 21, 2025

$150M

$137M

n/a

2023

Mar 27, 2024

$136M

$126M

n/a

2022

Mar 25, 2023

$134M

$127M

n/a

2021

Mar 25, 2022

$156M

$147M

n/a

2020

Mar 18, 2021

$139M

$128M

n/a

2019

Mar 17, 2020

$132M

$120M

n/a

2018

Mar 29, 2019

$110M

$103M

n/a

2011

Mar 24, 2012

$69.8M

$59.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$165M

$150M

9.9%

$134M

7.0%