DFX Intelligence

R••••• T•••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

R••••• T•••• F••

Advisor at T••• N•••• W••••• S••••••••• L••

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:a3456798-fda0-114d-6c75-33bf16e0a64c

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 3
On other graphs: 0
Observed: Nov 6, 2023 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• N•••• W••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• N•••• W••••• S••••••••• L••	State registered	Aug 14, 2026	n/a	yes	KNOXVILLE, TN	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Nov 6, 2023	Aug 10, 2026	no	KNOXVILLE, TN\|PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	T••• N•••• W••••• S••••••••• L••	Aug 10, 2026	Aug 14, 2026	4	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ T••• N•••• W••••• S••••••••• L••Registered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 6, 2023 to Aug 10, 2026factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Show 2 bookkeeping events

Occurred
Sep 21, 2026
••• Locked
Occurred
Aug 14, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3456798-fda0-114d-6c75-33bf16e0a64c
First observed: Nov 6, 2023
Last observed: Sep 22, 2026 22 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.