DFX Intelligence

K••• R•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

K••• R•••••• G•••••

Advisor at K••••• A••••••• S•••••••• L••

Plymouth, MN | AUSTIN, TX

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Search this name across graphsid dfx:ria:a34e8eca-7a88-bc96-1049-868eede018d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 26, 2022	n/a	yes	Plymouth, MN\|AUSTIN, TX	Current employment
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Apr 21, 2022	Jun 23, 2022	no	Bloomington, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• F•••••••• A•••••••• L••	K••••• A••••••• S•••••••• L••	Jun 23, 2022	Sep 26, 2022	95	Firm change	Other
K••••• A••••••• S•••••••• L••	A•••• S•••••	Mar 31, 2022	Jan 2, 2020

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2016 to Mar 31, 2022factForm ADV
→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2022 to Jun 23, 2022factForm ADV
→ A•••• S•••••Registered adviserregistration: previous registration
Jan 2, 2020 to Mar 17, 2020factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
Jun 23, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a34e8eca-7a88-bc96-1049-868eede018d1
First observed: Jan 16, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.