DFX Intelligence

Data Factory

RIA / WealthAdvisor33 years in industry

CHRISTOPHER PAUL NAWN

Advisor at PAOLI FINANCIAL ADVISORS, LTD.

PAOLI, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a352fffd-ee46-bcbd-5873-b63ca63592ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PAOLI FINANCIAL ADVISORS, LTD.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 25, 2001
First registration: Feb 12, 2007
Dual registered: no
Other names: CHRISTOPHER PAUL NAWN
IAPD individual key: 1508514

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PAOLI FINANCIAL ADVISORS, LTD.	State registered	Jan 4, 2016	n/a	yes	PAOLI, PA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 27, 2011	Apr 1, 2014	no	PAOLI, PA\|PAOLI, PA\|PAOLI, PA	Previous registration
ENSEMBLE FINANCIAL SERVICES, INC.	n/a	Jan 6, 2009	Dec 31, 2010	no	PITTSFORD, NY\|PITTSFORD, NY\|PAOLI, PA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 12, 2007	Dec 1, 2008	no	PAOLI, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	PAOLI FINANCIAL ADVISORS, LTD.	Apr 1, 2014	Jan 4, 2016	643	Firm change after gap	Ibd to state RIA
ENSEMBLE FINANCIAL SERVICES, INC.	EQUITABLE ADVISORS, LLC	Dec 31, 2010	Apr 27, 2011	117	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	ENSEMBLE FINANCIAL SERVICES, INC.	Dec 1, 2008	Jan 6, 2009	36	Firm change	Other

Relationships

Registered with (4)

→ PAOLI FINANCIAL ADVISORS, LTD.Registered adviserregistration: current employment
Jan 4, 2016 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 27, 2011 to Apr 1, 2014factForm ADV
→ ENSEMBLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 6, 2009 to Dec 31, 2010factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2007 to Dec 1, 2008factForm ADV

Dated events

No dated event names this entity yet.