DFX Intelligence

G••• R••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

G••• R••••• A•••••

Advisor at A••••• F•••••••• S••••••••• I•••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:a3533cdb-9303-ba3f-8558-df727638a245

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• S••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 16, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• S••••••••• I•••	State registered	Feb 13, 2012	n/a	yes	INDIANAPOLIS, IN	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Apr 1, 1999	Feb 15, 2012	no	KOKOMO, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• D••••••• I•••	A••••• F•••••••• S••••••••• I•••	Feb 15, 2012	Feb 13, 2012	-2	Firm change	Other

Relationships

Registered with (2)

→ A••••• F•••••••• S••••••••• I•••Registered adviserregistration: current employment
Feb 13, 2012 to presentfactForm ADV
→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Apr 1, 1999 to Feb 15, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3533cdb-9303-ba3f-8558-df727638a245
First observed: Apr 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.