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Advisor at HORNOR, TOWNSEND & KENT, LLC
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Mar 17, 2010 | n/a | yes | Houston, TX | Current employment |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | State registered | Jan 13, 2012 | Oct 29, 2021 | no | HOUSTON, TX | Previous registration |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | State registered | May 3, 2010 | Dec 31, 2011 | no | n/a | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 24, 1999 | Jul 11, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | n/a | Oct 29, 2021 | n/a | n/a | Departure no registered destination | Departure |
| UBS FINANCIAL SERVICES INC. | HORNOR, TOWNSEND & KENT, LLC | Jul 11, 2003 | Mar 17, 2010 | 2,441 | Firm change after gap | Other |