DFX Intelligence

J•••• M••••• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J•••• M••••• N••••••••

Advisor at C•••••• W••••• S•••••••• L••

PALM DESERT, CA

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Search this name across graphsid dfx:ria:a36307e5-6aa3-a166-4080-9b1822b43d9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• S•••••••• L••	Independent wealth	Jul 19, 2017	n/a	yes	PALM DESERT, CA	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 15, 2006	Jun 15, 2016	no	PALM DESERT, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	C•••••• W••••• S•••••••• L••	Jun 15, 2016	Jul 19, 2017	399	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ C•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Jul 19, 2017 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 15, 2006 to Jun 15, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a36307e5-6aa3-a166-4080-9b1822b43d9e
First observed: Mar 15, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.