DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SCHWAB WEALTH ADVISORY, INC.
Saint Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jul 10, 2024 | n/a | yes | Saint Louis, MO | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Apr 23, 2024 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 28, 2015 | Jul 13, 2018 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | SCHWAB WEALTH ADVISORY, INC. | Apr 23, 2024 | Jul 10, 2024 | 78 | Firm change | Other |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |