DFX Intelligence

M••••• L••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M••••• L••• L••••••

Advisor at O••••••••• • C•• I•••

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:a383cbe7-91e9-03e2-1e6f-f676a384fdd8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Aug 7, 2019	n/a	yes	PITTSBURGH, PA	Current employment
M••••••••• • C• I••	Mixed wealth	Jul 29, 2004	Feb 4, 2019	no	WEXFORD, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• • C• I••	O••••••••• • C•• I•••	Feb 4, 2019	Aug 7, 2019	184	Firm change	RIA to ibd

Relationships

Registered with (2)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Aug 7, 2019 to presentfactForm ADV
→ M••••••••• • C• I••Registered adviserregistration: previous registration
Jul 29, 2004 to Feb 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a383cbe7-91e9-03e2-1e6f-f676a384fdd8
First observed: Jul 29, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.