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J••••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

J••••••• O••••••

Advisor at G••••• H••• A•••• M••••••••• L••

NEW CANAAN, CT

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Search this name across graphsid dfx:ria:a3844d1f-5f0b-5335-722d-879d1c37c0d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 11, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• H••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• H••• A•••• M••••••••• L••	Independent wealth	Aug 27, 2007	n/a	yes	NEW CANAAN, CT	Current employment
W••••••• C•••••• M••••••• L••	Former SEC adviser	Mar 11, 1997	Sep 30, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• C•••••• M••••••• L••	G••••• H••• A•••• M••••••••• L••	Sep 30, 2009	Aug 27, 2007	-765	Firm change after gap	Other

Relationships

Registered with (2)

→ G••••• H••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 27, 2007 to presentfactForm ADV
→ W••••••• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 11, 1997 to Sep 30, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3844d1f-5f0b-5335-722d-879d1c37c0d4
First observed: Mar 11, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.