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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GOLDNER HAWN JOHNSON & MORRISON INCORPORATED

CRD 157582

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:a38cad61-fdc7-5e71-bb52-8e63a8a79280

Data as of Oct 2, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 1
Observed: Jan 17, 2012 to Oct 2, 2015
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Goldner Hawn Johnson & Morrison Incorporated

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $232MItem 5.F on the latest filing (2015-10-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $232M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 9
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $178Mgross asset value as reported per fund; never fund size
Custody, client assets: $163M
SEC number: 801-73064
CRD: 157582
Filings on the tape: 10
First filed: Jan 17, 2012
Latest filed: Oct 2, 2015
Organised: Corporation, Minnesota

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TRAILHEAD FUND LIMITED PARTNERSHIP	Private Equity Fund	$116M	Oct 2, 2015	55	Feb 13, 2013	reported	021-175780
MARATHON FUND LIMITED PARTNERSHIP V	Private Equity Fund	$61.6M	Oct 2, 2015	39	Jan 17, 2012	reported	021-62751
MARATHON FUND LIMITED PARTNERSHIP IV	Private Equity Fund	$4.7M	Apr 11, 2012	42	Jan 17, 2012	dropped	021-1071402

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRASS, JASON, THEODORE	MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER	B	yes	01/2014	Jan 17, 2012	Oct 2, 2015
CORNELL, CHADWICK, M	MANAGING DIRECTOR	B	yes	08/2013	Mar 21, 2014	Oct 2, 2015
HAWN, VAN ZANDT	MANAGING DIRECTOR	B	yes	04/1989	Jan 17, 2012	Oct 2, 2015
HEINEN, JOSEPH, MICHAEL	MANAGING DIRECTOR	B	yes	03/2011	Jan 17, 2012	Oct 2, 2015
JOHNSON, TIMOTHY, DANIEL	MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER	B	yes	01/2014	Jan 17, 2012	Oct 2, 2015
MORRISON, JOHN, LEWIS	MANAGING DIRECTOR	B	yes	06/1989	Jan 17, 2012	Oct 2, 2015
SETTLE, PETER, JOHN	MANAGING DIRECTOR	Na	yes	01/2015	Mar 27, 2015	Oct 2, 2015
HAAGENSON, GRACE, NANETTE	CHIEF COMPLIANCE OFFICER; TREASURER	Na	no	01/2014	Mar 21, 2014	Oct 2, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MILTIADES L.P.	n/a	Former SEC adviser	$208M	N	yes	n/a
ODYSSEUS MN LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Cincinnati	Oh	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 27, 2015	$232M	$232M	13	9	n/a	2	$178M
2013	Mar 21, 2014	$339M	$339M	12	8	n/a	2	$280M
2012	Feb 13, 2013	$351M	$351M	9	7	n/a	2	$349M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$232M	$339M	-31.5%	n/a	n/a	13	12	n/a	n/a

Relationships

Affiliated with (2)

→ MILTIADES L.P.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MILTIADES L.P.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (3)

→ TRAILHEAD FUND LIMITED PARTNERSHIPPrivate fundPrivate Equity Fund, IA
Feb 13, 2013 to presentfactForm ADV
→ MARATHON FUND LIMITED PARTNERSHIP VPrivate fundPrivate Equity Fund, IA
Jan 17, 2012 to presentfactForm ADV
→ MARATHON FUND LIMITED PARTNERSHIP IVPrivate fundPrivate Equity Fund, IA, no longer reported
Jan 17, 2012 to Apr 11, 2012factForm ADV

Controls (7)

← BRASS, JASON, THEODOREOwnerMANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER, ownership code B, individual
Jan 17, 2012 to presentfactForm ADV
← JOHNSON, TIMOTHY, DANIELOwnerMANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER, ownership code B, individual
Jan 17, 2012 to presentfactForm ADV
← MORRISON, JOHN, LEWISOwnerMANAGING DIRECTOR, ownership code B, individual
Jan 17, 2012 to presentfactForm ADV
← HEINEN, JOSEPH, MICHAELOwnerMANAGING DIRECTOR, ownership code B, individual
Jan 17, 2012 to presentfactForm ADV
← CORNELL, CHADWICK, MOwnerMANAGING DIRECTOR, ownership code B, individual
Mar 21, 2014 to presentfactForm ADV
← SETTLE, PETER, JOHNOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 27, 2015 to presentfactForm ADV
← HAWN, VAN ZANDTOwnerMANAGING DIRECTOR, ownership code B, individual
Jan 17, 2012 to presentfactForm ADV

Owns (1)

← HAAGENSON, GRACE, NANETTEOwnerCHIEF COMPLIANCE OFFICER; TREASURER, ownership code NA, individual
Mar 21, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a38cad61-fdc7-5e71-bb52-8e63a8a79280
First observed: Jan 17, 2012
Last observed: Oct 2, 2015 133 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GOLDNER HAWN JOHNSON & MORRISON INCORPORATED

CRD 157582

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a38cad61-fdc7-5e71-bb52-8e63a8a79280

Data as of Oct 2, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TRAILHEAD FUND LIMITED PARTNERSHIP

Private Equity Fund

$116M

Oct 2, 2015

Feb 13, 2013

reported

021-175780

MARATHON FUND LIMITED PARTNERSHIP V

Private Equity Fund

$61.6M

Oct 2, 2015

Jan 17, 2012

reported

021-62751

MARATHON FUND LIMITED PARTNERSHIP IV

Private Equity Fund

$4.7M

Apr 11, 2012

Jan 17, 2012

dropped

021-1071402

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRASS, JASON, THEODORE

MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER

yes

01/2014

Jan 17, 2012

Oct 2, 2015

CORNELL, CHADWICK, M

MANAGING DIRECTOR

yes

08/2013

Mar 21, 2014

Oct 2, 2015

HAWN, VAN ZANDT

MANAGING DIRECTOR

yes

04/1989

Jan 17, 2012

Oct 2, 2015

HEINEN, JOSEPH, MICHAEL

MANAGING DIRECTOR

yes

03/2011

Jan 17, 2012

Oct 2, 2015

JOHNSON, TIMOTHY, DANIEL

MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER

yes

01/2014

Jan 17, 2012

Oct 2, 2015

MORRISON, JOHN, LEWIS

MANAGING DIRECTOR

yes

06/1989

Jan 17, 2012

Oct 2, 2015

SETTLE, PETER, JOHN

MANAGING DIRECTOR

yes

01/2015

Mar 27, 2015

Oct 2, 2015

HAAGENSON, GRACE, NANETTE

CHIEF COMPLIANCE OFFICER; TREASURER

01/2014

Mar 21, 2014

Oct 2, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MILTIADES L.P.

n/a

Former SEC adviser

$208M

yes

n/a

ODYSSEUS MN LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Cincinnati

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 27, 2015

$232M

n/a

$178M

2013

Mar 21, 2014

$339M

n/a

$280M

2012

Feb 13, 2013

$351M

n/a

$349M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$232M

$339M

-31.5%

n/a