DFX Intelligence

H•• A••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

H•• A••••••• L•••

CRD 311519

MIAMI, FL

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Search this name across graphsid dfx:ria:a39212aa-43b2-f1e8-ff9e-baa1c43c1e61

Data as of May 24, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2020 to May 24, 2021
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• S••••	Shareholder	E	yes	09/2020	Oct 28, 2020	May 24, 2021
B•••••••• S••••	Director	Na	yes	09/2020	Oct 28, 2020	May 24, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••••• P•••••• O••••• S•	n/a	n/a	n/a	N	yes	n/a

Relationships

Controls (3)

← K•••••• S•••••• R••OwnerPRESIDENT/CCO/COO/CFO, ownership code NA, individual
Oct 28, 2020 to presentfactForm ADV
← B•••••••• S••••OwnerSHAREHOLDER, ownership code E, individual
Oct 28, 2020 to presentfactForm ADV
← H•• A••••••• ••••••• S•OwnerSHAREHOLDER, ownership code E, foreign entity
Oct 28, 2020 to presentfactForm ADV

Registered with (1)

← S••••• R•• K•••••Advisorregistration: previous registration

Dated events

Occurred
Aug 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 28, 2020
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a39212aa-43b2-f1e8-ff9e-baa1c43c1e61
First observed: Oct 28, 2020
Last observed: May 24, 2021 64 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.